professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • Equities Hub - in association with Capital Group
    • Multi-asset content hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Regulation

FCA issues fines to GAM and Tim Haywood over absolute return bond saga

Regulation

FCA issues fines to GAM and Tim Haywood over absolute return bond saga

Third party prevents final notices

clock 16 December 2021 • 2 min read
Treasury Committee grills Nikhil Rathi over FCA bonus scheme and fee hikes

Regulation

Treasury Committee grills Nikhil Rathi over FCA bonus scheme and fee hikes

Watchdog paid £23m of bonuses in March

clock 08 December 2021 • 3 min read
Investment industry welcomes FCA listing rules but government must 'address wrinkles'

Regulation

Investment industry welcomes FCA listing rules but government must 'address wrinkles'

Retail investors need 'greater protection'

clock 02 December 2021 • 5 min read
FCA streamlines decision-making process

Regulation

FCA streamlines decision-making process

'Concern of procedural fairness'

clock 26 November 2021 • 2 min read
FCA seeks services of third-party crypto analyst

Regulation

FCA seeks services of third-party crypto analyst

Tender offer worth £500,000

clock 24 November 2021 • 1 min read
FCA calls for feedback on sustainability disclosure requirements

Regulation

FCA calls for feedback on sustainability disclosure requirements

Deadline for comments is 7 January 2022

clock 03 November 2021 • 3 min read
Regulator delays PRIIPs KIDs policy statement to Q1 2022

Regulation

Regulator delays PRIIPs KIDs policy statement to Q1 2022

Originally slated for January 2022

clock 03 November 2021 • 1 min read
Long-term asset funds: Investment industry questions 'special treatment' for wealthy investors

Investment

Long-term asset funds: Investment industry questions 'special treatment' for wealthy investors

Notice period raises concerns

clock 26 October 2021 • 2 min read
FCA sets out details for new long-term funds

Investment

FCA sets out details for new long-term funds

No retail investors

clock 25 October 2021 • 2 min read
IA calls on Chancellor for 'competitive' Budget to aid green transition

Investment

IA calls on Chancellor for 'competitive' Budget to aid green transition

'This is a vital Budget'

clock 21 October 2021 • 2 min read
567
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=regulation