How to keep up: Tackling the risks of regulatory change

First in series of three articles looking at investment regulation

clock • 4 min read

Gareth Johnson explores why keeping up with the ever-changing investment regulation is so challenging...

In June, Professional Adviser reported that "keeping up with regulatory changes" had been identified as the top threat facing asset management businesses in FE Fundinfo's recent Asset Managers Report. Some 41% of 100 senior asset managers considered the risk greater than even pressure on margins, costs, or tech disruption, including artificial intelligence (AI). Phew. In this article, the first of three, I explore just why it is that keeping up with the regulations is so challenging and sign post current key regulatory focuses. In the second, I will address how these challenges are manif...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

FCA eyes bringing in standardised disclosure for model portfolios

FCA eyes bringing in standardised disclosure for model portfolios

Move would help consumers compare ‘more easily’

Cristian Angeloni
clock 08 December 2025 • 3 min read
FCA addresses 'misconceptions' on Consumer Duty co-manufacturing rules

FCA addresses 'misconceptions' on Consumer Duty co-manufacturing rules

‘It shouldn’t be possible for responsibility to slip between the cracks’

Jenna Brown
clock 08 December 2025 • 5 min read
Artificial intelligence in financial services: Where does the regulator stand?

Artificial intelligence in financial services: Where does the regulator stand?

Must be adopted in a safe, responsible, and compliant way.

Sandy McGregor
clock 05 December 2025 • 4 min read