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IFA

Investment

One named in banned financial adviser arrest

A banned financial adviser who was last week arrested for misleading investors as part of a investigation by the Financial Services Authority (FSA) and West Midlands police has been named.

clock 28 November 2011 •

Investment

IFA outraged at 'irresponsible' FSCS Keydata list error

A Poole-based IFA has expressed anger at lawyers for the FSCS for apparently mistakenly including the name of his firm on a list of businesses the scheme may pursue for money it paid out to Keydata investors.

clock 25 November 2011 •

Adviser / Broking

Brokers warned of rise in fraud after FSA bans broker

Brokers have been warned to ensure that proper internal controls are in place to tackle a rise in simple but potentially business-threatening fraud.

clock 18 November 2011 •

Your profession

Video: How NLP can get your clients in the right frame of mind

Framing questions in the right way can completely change the relationship advisers have with their clients and get to the heart of what they need.

clock 18 November 2011 •

TCF

From the Editor: Spotted a churner? Mum's the word

The FSA wants whistleblowers to come forward – it even has a hotline – but is reluctant to act on the information it receives.

clock 17 November 2011 •

Regulation

FOS defends hiring process as 25yo law grad becomes adjudicator

The Financial Ombudsman has defended its hiring and training process after a 25-year-old law graduate with no financial services experience was found to have become an adjudicator after just a month's training.

clock 09 November 2011 •

Long Term Care

Interview - Chris Horlick

Long-term care, Dilnot and the adviser's role. Paul Robertson discusses all this with Partnership's Chris Horlick.

clock 07 November 2011 •

Critical Illness

Turning the tables - Critical Illness

Bright Grey and Scottish Provident held a recent summit on the future of critical illness cover. Roger Edwards outlines its conclusions

clock 07 November 2011 •

Protection

Planet Insurance - Simple products

Last year the government launched its consultation on simple financial products and a summary of responses has now been published.

clock 07 November 2011 •

TCF

Consumers will reject simplified advice: ABI

Consumers are likely to reject simplified advice and advice where they must pay a fee upfront, research from the Association of British Insurers suggests.

clock 07 November 2011 •
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