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IFA

Regulation

The questions you want answered that FOS can no longer avoid

This week the Financial Ombudsman Service has been brought under the scope of the Freedom of Information Act. We asked, what have you always wanted to know about the FOS?

clock 03 November 2011 •

Investment

So, what is a retail investment product?

From 2013, independent advisers must have a working knowledge of all ‘retail investment products'. There's just one problem: the FSA has been slow to define what they are.

clock 03 November 2011 •

Investment

Freedom of Information at the FOS: Your right to the truth

For ten years the Financial Ombudsman Service has been making decisions behind closed doors. But all that changes from this week, as we find out...

clock 03 November 2011 •

Your profession

Choices, choices... when is an off-platform solution best?

Ten leading platform commentators were locked in a room recently to debate the future of the market. In the second of a three-part special in Professional Adviser, the team asks: In a wrap-heavy world, is there a future for off-platform solutions?

clock 03 November 2011 •

Your profession

How to build a strong recurring income model

Patrick Ingram, head of corporate relationships at Parmenion, explains how to achieve an efficient and affordable proposition

clock 03 November 2011 •

Technology

How tech-savvy IFAs are stealing a march on peers

The emergence of smartphone apps and tablets has opened up a whole new world of possibility for some IFAs, writes Terry Huddart, technical communications manager at Nucleus

clock 03 November 2011 •

Investment

Advisers welcome FSA drawdown probe

Advisers have welcomed news the FSA is writing to advice firms about drawdown to monitor trends in the light of April's new rules, as a remedy for drawdown abuse.

clock 03 November 2011 •

Investment

From the Editor: Why the FOS can expect a fuller postbag from now on

The Labour government was rightly derided for many things, but one event that happened under its watch should be applauded: the introduction of the Freedom of Information Act.

clock 03 November 2011 •

Europe

MEP calls for independent impact assessment of MiFID II

Syed Kamall, member of the European Parliament for London, said he is "not impressed" with the European Commission's assessment of the impact of EU regulation on the UK, and has called for an independent review of proposals to only ban IFAs from receiving...

clock 24 October 2011 •

Investment

Arch cru IFAs on alert as law firm circles

A large Manchester law firm is seeking to bring professional negligence claims against IFAs who invested clients in the Arch cru fund range, following Treasury Secretary Mark Hoban's refusal yesterday to launch a government inquiry into Capita's role....

clock 20 October 2011 •
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