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FSA

Regulation

IFAs join forces to lobby new MPs on "poor" regulation

Hundreds of advisers are gearing up to lobby their new MPs about years of "poor" regulation in what could represent one of the biggest "joined-up" challenges to the FSA.

clock 20 May 2010 •

Your profession

Con-Libs outline plans to tackle debt

Debt reduction is "the most urgent issue facing Britain," according to the Con-Lib coalition's Programme for Government, published today.

clock 20 May 2010 •

Your profession

Osborne keeps door open on scrapping FSA

Chancellor George Osborne refused to confirm Tory plans to scrap the FSA were completely off the agenda as the Government unveiled its first five year plan.

clock 20 May 2010 •

Economics / Markets

From the Editor: A big sigh of relief for the FSA and banks

After days of political back-stabbing and intrigue, the new coalition government was finally unveiled last week.

clock 20 May 2010 •

Your profession

Comment: Smallwood's Shout

Chris Smallwood, CEO of 2plan Wealth Management, on recent positive news for ‘independent’ advisers post 2012

clock 20 May 2010 •

Regulation

Financial services industry gets ready for tougher regulation

Adviser firms must establish robust risk management and compliance procedures as the financial services industry prepares for tough regulatory reform, writes Michael Ralls from Kroll Background Worldwide.

clock 20 May 2010 •

Your profession

Hundreds used instalment option to pay £58m Keydata levy

The per-firm impact of the controversial £58m FSCS interim levy has been highlighted by figures showing more than 450 IFAs opted to pay their share in instalments rather than as a lump sum.

clock 19 May 2010 •

Your profession

FSA arrests East London man over insider dealing

The FSA has arrested a man for insider dealing in a dawn raid on a property in East London.

clock 19 May 2010 • 1 min read

Your profession

Royal Liver puts Royal London takeover option to members

Insurer Royal Liver has put a possible takeover deal by Royal London on the table to members at the Groups' AGM.

clock 19 May 2010 •

Regulation

FSA contacts 38,000 investors on share scam 'master list'

The FSA has sent out written warnings to 38,000 investors whose details were discovered on a 'master list' used by boiler room fraudsters.

clock 19 May 2010 •
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