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FSA

Regulation

FSA extends PPI complaint deadline

The FSA has extended by five months the time customers can make complaints to the Ombudsman over purchasing payment protection insurance(PPI).

clock 28 May 2010 •

Regulation

FSA to consult on adviser fee changes for 2011/12;

The regulator says it will not implement AIFA's call for a "major overhaul" of adviser levies until further consultation, which will not see any changes introduced until 2011/12.

clock 28 May 2010 •

Wrap/platforms

Platforms lobby for FSA U-turn on 'unworkable' proposals

The FSA could be forced into a major U-turn on platform regulation as the UK's big three providers, with over 80% of total assets, labeled its proposals as "unworkable" in responses to the Discussion Paper.

clock 27 May 2010 •

Pensions

Evolving market

The Suffolk Life Research Centre looks into the enduring appeal of SIPPs and also how clients are using them to meet their retirement planning needs

clock 27 May 2010 •

ETFs

How IFAs can access ETFs

Deborah Fuhr, global head of ETF research and implementation strategy at BlackRock, discusses the potential for greater uptake of ETFs by Independent Financial Advisers, in light of regulatory developments

clock 26 May 2010 •

Your profession

PosSol fears underhand recruitment tactics as trail confusion lingers

Positive Solutions fears mischievous recruiters are using the confusion surrounding legacy trail commission after 2012 to attempt to lure partners away from the company.

clock 26 May 2010 •

Your profession

FSA bans broker for stealing £150K from clients

The FSA has banned a London stockbroker for stealing clients' money from company accounts.

clock 25 May 2010 •

Regulation

FSA bares its teeth to small firms

The FSA has warned smaller firms to expect greater individual intervention where serious failings are found, as part of its intensive supervision.

clock 24 May 2010 •

Your profession

Leaked Queen's Speech hints at fresh FSA uncertainty

Tomorrow's Queen's Speech will see financial regulation put back in the hands of the Bank of England, leaked documents reveal.

clock 24 May 2010 •

Your profession

FSA slaps stockbroker with biggest-ever individual fine

The FSA has banned and fined a share-ramping stockbroker £2.8m in its biggest ever penalty against an individual.

clock 20 May 2010 •
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