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FSA

Regulation

Hoban blocks TSC veto of CPMA chief

Mark Hoban has dismissed calls for a cross-party group of MPs to have the power of veto over who gets the top job at the powerful new Consumer Protection and Markets Authority (CPMA).

clock 17 January 2011 •

Your profession

RDR exam tracks experience and has no written papers

An RDR-ready qualification aimed at experienced advisers and which could take just one day to complete is set to be launched.

clock 17 January 2011 •

Regulation

SFO merger mooted in fraud crackdown

The Serious Fraud Office (SFO) could be merged with a proposed National Crime Agency (NCA) as ministers target corporate corruption and fraud gangs which cost the UK £30bn a year.

clock 17 January 2011 •

Service

FSA complaints data criticised but firms can do more

Insurance and investment companies could reduce their complaints significantly by improving their administration and customer service, according to a complaints survey.

clock 14 January 2011 •

Mortgages

FSA says 'unhelpful' comments stifling MMR

Unhelpful commentary and "assumptions" about the FSA's proposals for the mortgage market are proving a "distraction" and impeding the debate, the FSA says.

clock 14 January 2011 •

Regulation

Analyst fined £50k for 'misleading' instant messenger posts

The FSA has fined a former research analyst £50,000 for making misleading and inaccurate disclosures to clients through Bloomberg instant messenger.

clock 13 January 2011 •

Your profession

From the Editor: Too little too late for FSA risk tool probe?

Another year, another FSA paper. This time the regulator is once again raising concerns about risk-profiling tools.

clock 13 January 2011 •

Regulation

Sants gets top job at new EU-wide regulator

FSA chief executive Hector Sants has won a seat on the management board of the new European Insurance and Occupational Pensions Authority (EIOPA), with two more senior FSA staff taking key roles at other EU watchdogs.

clock 13 January 2011 •

Investment

IFAs lose Keydata judicial review against FSCS

The FSCS was right to levy investment intermediaries for the collapse of Keydata, a High Court judge has ruled, dashing adviser hopes of a £32m refund.

clock 12 January 2011 •

Wrap/platforms

True Potential secures FSA go-ahead for wrap

IFA support services provider True Potential has secured FSA authorisation to launch a wrap platform in the first quarter of the year.

clock 12 January 2011 •
201202203
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