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Financial Conduct Authority

Alexander Sloan FP fails following employment case pay out

Regulation

Alexander Sloan FP fails following employment case pay out

Financial Services Compensation Scheme details the £140,000 pay out

clock 16 February 2023 • 2 min read
The Pensions Regulator will be reviewed Mary Starks, DWP confirms

Pensions

The Pensions Regulator will be reviewed Mary Starks, DWP confirms

Review will examine how TPR is performing and where it can improve

clock 14 February 2023 • 1 min read
H&F Financial declared in default over three pension transfer claims

Regulation

H&F Financial declared in default over three pension transfer claims

Financial Services Compensation Scheme continues its clamp down

clock 13 February 2023 • 1 min read
DFM launches toolkit to help advisers comply with Consumer Duty 

Consumer Duty

DFM launches toolkit to help advisers comply with Consumer Duty 

Free online material to assist advisers with compliance

clock 08 February 2023 • 3 min read
Majority of adults believe that regulated advice is for the wealthy 

Your profession

Majority of adults believe that regulated advice is for the wealthy 

FSCS finds that Brits opt for online financial advice despite risks

clock 31 January 2023 • 2 min read
Government consults on DC pensions value for money framework

Pensions

Government consults on DC pensions value for money framework

Key metrics, standards and data disclosures among the proposals

clock 30 January 2023 • 2 min read
British Steel firm Portal Financial declared failed by the FSCS

Regulation

British Steel firm Portal Financial declared failed by the FSCS

FOS has upheld 184 investment and pensions claims against the firm

clock 27 January 2023 • 2 min read
Financial sector rules slacked by growth-seeking government

Regulation

Financial sector rules slacked by growth-seeking government

30 changes to financial services regulation are expected today

clock 23 January 2023 • 2 min read
FSCS names three advice firms in default over pension transfers

Regulation

FSCS names three advice firms in default over pension transfers

Two out of three failed firms linked to British Steel transfers

clock 20 January 2023 • 3 min read
Boiler room fraudster Nascimento jailed for further four years

Investment

Boiler room fraudster Nascimento jailed for further four years

Michael Nascimento has failed to pay a confiscation order made in 2021

clock 17 January 2023 • 1 min read
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