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Financial Conduct Authority

Marlborough launches new platform with 0.20% annual charge

Platforms

Marlborough launches new platform with 0.20% annual charge

Platform team being led by one of the founders of tech firm Seccl

clock 24 March 2023 • 2 min read
AI-based vulnerable customer identification tool launches

Technology

AI-based vulnerable customer identification tool launches

Offering comes ahead of Consumer Duty introduction in a few months

clock 21 March 2023 • 1 min read
FSCS outs two firms it is investigating over British Steel transfers

Pensions

FSCS outs two firms it is investigating over British Steel transfers

Green Gem Financial and Wealthmasters Financial Management

clock 15 March 2023 • 1 min read
What advisers should know about FCA rules and ESG disputes

Regulation

What advisers should know about FCA rules and ESG disputes

'Regulatory scrutiny will increase and become more difficult to avoid'

clock 14 March 2023 • 4 min read
SimplyBiz debuts regulatory activities tracking tool

Technical

SimplyBiz debuts regulatory activities tracking tool

Offering looks to bring together compliance considerations for advisers

clock 13 March 2023 • 1 min read
Cardiff firm The London Trading Company declared in default

Regulation

Cardiff firm The London Trading Company declared in default

FSCS communications show the firm also traded under two other names

clock 13 March 2023 • 1 min read
Editor's View: A Chartered level of industry commotion

Adviser tips

Editor's View: A Chartered level of industry commotion

The editor's Friday Night Takeaway from 10 March

clock 10 March 2023 • 1 min read
Claims open as FSCS declares Bromsgrove advice firm in default

Pensions

Claims open as FSCS declares Bromsgrove advice firm in default

Lifeboat fund says claims relate to British Steel pension transfers

clock 03 March 2023 • 1 min read
Advisers renounce idea for simplified 'core advice' service

Regulation

Advisers renounce idea for simplified 'core advice' service

Inability to earn higher fees and lack of capacity key adviser concerns

clock 28 February 2023 • 2 min read
Consumer Duty defended following minister's comments

Regulation

Consumer Duty defended following minister's comments

Not-for-profit TISA labels the regulation a 'worthwhile initiative'

clock 28 February 2023 • 1 min read
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