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Financial Conduct Authority

Pension providers move away from signposting clients to advisers

Your profession

Pension providers move away from signposting clients to advisers

‘This cannot be the right outcome for consumers,’ VouchedFor founder says

clock 17 January 2024 • 1 min read
FCA launches sustainability support group for advisers

Green

FCA launches sustainability support group for advisers

Daniel Godfrey named as chair and Julia Dreblow will be vice-chair

clock 16 January 2024 • 1 min read
FCA bans adviser Paul Ulliott over handling stolen goods

Regulation

FCA bans adviser Paul Ulliott over handling stolen goods

Goods included silver tankards, swan candlesticks, and sterling silver salt

clock 16 January 2024 • 1 min read
Adviser argues for TPR/FCA merger after Consumer Duty 'failure'

Consumer Duty

Adviser argues for TPR/FCA merger after Consumer Duty 'failure'

Karen Ritchie wonders if The Pensions Regulator has ‘had its day’

clock 12 December 2023 • 3 min read
FCA's advice/guidance review: 'Boundaries must not be blurred'

Regulation

FCA's advice/guidance review: 'Boundaries must not be blurred'

‘It is vital that financial advice is not diluted’

clock 11 December 2023 • 5 min read
FCA slams financial promotion exemptions for HNW individuals

Regulation

FCA slams financial promotion exemptions for HNW individuals

Regulator says the exemptions result in consumer harm

clock 07 December 2023 • 2 min read
7IM partners with fintech to deploy artificial intelligence

Your profession

7IM partners with fintech to deploy artificial intelligence

‘AI is central to business transformation and scalable growth’

clock 30 November 2023 • 1 min read
FCA establishes working group to support advice industry with SDR

Regulation

FCA establishes working group to support advice industry with SDR

The regulator will explore how to clarify its expectations for advisers

clock 28 November 2023 • 3 min read
SJP headed for difficult talks with advisers and clients after fee overhaul

Your profession

SJP headed for difficult talks with advisers and clients after fee overhaul

New business will no longer include an early withdrawal charge structure

clock 17 October 2023 • 3 min read
Special administrators secure client assets at collapsed Liverpool DFM

Investment

Special administrators secure client assets at collapsed Liverpool DFM

Blankstone Sington entered voluntary requirements with the FCA in 2021

clock 16 October 2023 • 1 min read
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