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Financial Conduct Authority

FCA strengthens whistleblower practices after backlash

Regulation

FCA strengthens whistleblower practices after backlash

Regulator to boost whistleblower confidence with new procedures

clock 04 May 2023 • 2 min read
April 2023: Month in review with editor Hope William-Smith

Your profession

April 2023: Month in review with editor Hope William-Smith

Take a look at some of the news and feature highlights of the last month

clock 28 April 2023 • 3 min read
FCA places temporary suspension on London firm with no assets

Regulation

FCA places temporary suspension on London firm with no assets

Kingsbridge Capital under scrutiny from the FCA over membership fees

clock 28 April 2023 • 1 min read
Firm with British Steel claims under scrutiny in new FSCS investigation

Regulation

Firm with British Steel claims under scrutiny in new FSCS investigation

Arrow Financial Services is being investigated by the lifeboat fund

clock 24 April 2023 • 1 min read
FCA restricts CFS Management over client money concerns

Regulation

FCA restricts CFS Management over client money concerns

CFS must not accept any new client money or custody assets

clock 24 April 2023 • 1 min read
ESG ratings providers must profile clients under new rules

Regulation

ESG ratings providers must profile clients under new rules

HM Treasury launches its latest industry consultation

clock 11 April 2023 • 2 min read
Majority of final salary schemes to be fully funded in three years

Pensions

Majority of final salary schemes to be fully funded in three years

Positive movement in funding for clients with DB pensions

clock 28 March 2023 • 1 min read
Marlborough launches new platform with 0.20% annual charge

Platforms

Marlborough launches new platform with 0.20% annual charge

Platform team being led by one of the founders of tech firm Seccl

clock 24 March 2023 • 2 min read
AI-based vulnerable customer identification tool launches

Technology

AI-based vulnerable customer identification tool launches

Offering comes ahead of Consumer Duty introduction in a few months

clock 21 March 2023 • 1 min read
FSCS outs two firms it is investigating over British Steel transfers

Pensions

FSCS outs two firms it is investigating over British Steel transfers

Green Gem Financial and Wealthmasters Financial Management

clock 15 March 2023 • 1 min read
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