Financial Conduct Authority

FSCS declares Essex-based Pacific IFA failed over multiple SIPP cases

Your profession

FSCS declares Essex-based Pacific IFA failed over multiple SIPP cases

The lifeboat fund has received nine claims about Pacific IFA

clock 30 May 2023 • 1 min read
Newport firm Niche IFA stops trading as FSCS begins British Steel probe

Pensions

Newport firm Niche IFA stops trading as FSCS begins British Steel probe

The lifeboat fund began its investigation at the end of last week

clock 30 May 2023 • 1 min read
Over half of advisers 'well-prepared' for Consumer Duty

Your profession

Over half of advisers 'well-prepared' for Consumer Duty

Advisers demonstrate readiness to prioritise clients’ best interests

clock 30 May 2023 • 1 min read
FSCS investigates two financial services firms over regulated activities

Your profession

FSCS investigates two financial services firms over regulated activities

FSCS is considering claims against one firm in London and another in Devon

clock 24 May 2023 • 1 min read
Threesixty debuts interactive Consumer Duty e-learning course

Consumer Duty

Threesixty debuts interactive Consumer Duty e-learning course

Educational offerings targets regulated firms and starts from £25

clock 24 May 2023 • 1 min read
Consumer Duty: How to consider the vulnerable client's experience

Consumer Duty

Consumer Duty: How to consider the vulnerable client's experience

Research breaks down ideas and tactics advice firms can implement

clock 22 May 2023 • 1 min read
PA Retreat: Richards calls industry to unite ahead of Consumer Duty

Consumer Duty

PA Retreat: Richards calls industry to unite ahead of Consumer Duty

Working together gives greater chance to ‘influence agenda’

clock 18 May 2023 • 4 min read
Former London Capital & Finance CEO receives ten month sentence

Regulation

Former London Capital & Finance CEO receives ten month sentence

Serious Fraud Office releases statement about Michael Thomson

clock 17 May 2023 • 1 min read
Majority of advisers to pass on Consumer Duty costs to clients

Your profession

Majority of advisers to pass on Consumer Duty costs to clients

Survey reveals concerns about the impact of Consumer Duty on fees

clock 16 May 2023 • 1 min read
Consumer Duty: Advisers anticipate client dissatisfaction

Your profession

Consumer Duty: Advisers anticipate client dissatisfaction

Advisers expect to receive a negative reception for upcoming Consumer Duty rules

clock 15 May 2023 • 1 min read