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Financial Conduct Authority

FCA sees interest in AI but sounds note of caution to firms

Your profession

FCA sees interest in AI but sounds note of caution to firms

The regulator says it is ‘ready to embrace artificial intelligence’

clock 09 February 2024 • 1 min read
FCA warns on Cyprus-based firm cloning Surrey wealth manager

Your profession

FCA warns on Cyprus-based firm cloning Surrey wealth manager

Regulator says European firm has cloned details of adviser in Surrey

clock 07 February 2024 • 1 min read
Defaqto launches Consumer Duty profiles for providers

Consumer Duty

Defaqto launches Consumer Duty profiles for providers

Including Abrdn, Aviva, Curtis Banks, Fidelity, Quilter, and Scottish Widows

clock 06 February 2024 • 1 min read
FCA calls on firms for feedback on how effective its regulation is

Regulation

FCA calls on firms for feedback on how effective its regulation is

Watchdog says it has shortened this year’s survey to make it easier

clock 05 February 2024 • 1 min read
FCA warns on unathorised Harrogate-based financial firm

Your profession

FCA warns on unathorised Harrogate-based financial firm

The regulator says Boeing may be providing services without permission

clock 31 January 2024 • 1 min read
Labour backs FCA's advice/guidance boundary review

Regulation

Labour backs FCA's advice/guidance boundary review

The party recognises the importance of closing the advice gap

clock 31 January 2024 • 1 min read
Nucleus removes exit fees for Curtis Banks SIPP clients

Your profession

Nucleus removes exit fees for Curtis Banks SIPP clients

The adviser platform expects clients to save £5m with this move in 2024

clock 31 January 2024 • 1 min read
Three 'well respected' IFA firms eye automated advice via Multiply AI

Your profession

Three 'well respected' IFA firms eye automated advice via Multiply AI

The firm tells PA it expects a ‘year of growth’ by working with advisers

clock 25 January 2024 • 1 min read
Adviser fintech partners with Consumer Duty specialist

Regulation

Adviser fintech partners with Consumer Duty specialist

To help funds industry avoid regulatory penalties

clock 23 January 2024 • 1 min read
Model Office launches adviser AI chatbot to support firms

Your Business

Model Office launches adviser AI chatbot to support firms

Helps advice firms with governance, risk and compliance challenges

clock 22 January 2024 • 1 min read
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