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Financial Conduct Authority

Threesixty debuts interactive Consumer Duty e-learning course

Consumer Duty

Threesixty debuts interactive Consumer Duty e-learning course

Educational offerings targets regulated firms and starts from £25

clock 24 May 2023 • 1 min read
Consumer Duty: How to consider the vulnerable client's experience

Consumer Duty

Consumer Duty: How to consider the vulnerable client's experience

Research breaks down ideas and tactics advice firms can implement

clock 22 May 2023 • 1 min read
PA Retreat: Richards calls industry to unite ahead of Consumer Duty

Consumer Duty

PA Retreat: Richards calls industry to unite ahead of Consumer Duty

Working together gives greater chance to ‘influence agenda’

clock 18 May 2023 • 4 min read
Former London Capital & Finance CEO receives ten month sentence

Regulation

Former London Capital & Finance CEO receives ten month sentence

Serious Fraud Office releases statement about Michael Thomson

clock 17 May 2023 • 1 min read
Majority of advisers to pass on Consumer Duty costs to clients

Your profession

Majority of advisers to pass on Consumer Duty costs to clients

Survey reveals concerns about the impact of Consumer Duty on fees

clock 16 May 2023 • 1 min read
Consumer Duty: Advisers anticipate client dissatisfaction

Your profession

Consumer Duty: Advisers anticipate client dissatisfaction

Advisers expect to receive a negative reception for upcoming Consumer Duty rules

clock 15 May 2023 • 1 min read
Consumer Duty: Clients content with value for money for paid advice

Consumer Duty

Consumer Duty: Clients content with value for money for paid advice

Value for money remains a huge focus for firms ahead of 31 July

clock 12 May 2023 • 1 min read
Consumer Duty: Clients need further education to invest

Consumer Duty

Consumer Duty: Clients need further education to invest

Spending more time educating clients on Consumer Duty would pay off

clock 11 May 2023 • 2 min read
FSCS investigates London firm Pello Capital after liquidation

Regulation

FSCS investigates London firm Pello Capital after liquidation

The wealth manager was authorised by the FCA between 2007 and 2022

clock 10 May 2023 • 1 min read
FCA strengthens whistleblower practices after backlash

Regulation

FCA strengthens whistleblower practices after backlash

Regulator to boost whistleblower confidence with new procedures

clock 04 May 2023 • 2 min read
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