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Financial Conduct Authority

FSCS declares Leeds-based advice firm Temple Park in default

Your profession

FSCS declares Leeds-based advice firm Temple Park in default

Temple Park Financial Services can no longer provide regulated activities

clock 01 August 2023 • 1 min read
Vulnerable clients the focus of new Quilter adviser offering

Consumer Duty

Vulnerable clients the focus of new Quilter adviser offering

Offering comes as the FCA’s Consumer Duty deadline approaches

clock 18 July 2023 • 1 min read
Service standards aren't good enough. Providers do not have an excuse

Technology

Service standards aren't good enough. Providers do not have an excuse

‘Advisers have not been as proactive as they might have been in switching’

clock 18 July 2023 • 4 min read
Bristol firm with British Steel links declared failed after FSCS probe

Pensions

Bristol firm with British Steel links declared failed after FSCS probe

The lifeboat fund confirmed it was investigating the firm in March

clock 12 July 2023 • 1 min read
IFAs urged to not overlook autocalls as investment option

Your profession

IFAs urged to not overlook autocalls as investment option

Autocalls described as ‘preferred’ option within structured products

clock 12 July 2023 • 1 min read
Surge in SIPP interest predicted under Consumer Duty

Your profession

Surge in SIPP interest predicted under Consumer Duty

SIPPs could be ‘major beneficiaries’ of the new regulation

clock 11 July 2023 • 1 min read
The FOS is not perfect, but the alternatives are definitely worse

Regulation

The FOS is not perfect, but the alternatives are definitely worse

‘Peace of mind comes with a safety net, no matter how imperfect’

clock 05 July 2023 • 4 min read
Advisers warned not to be 'Consumer Duty zombies'

Consumer Duty

Advisers warned not to be 'Consumer Duty zombies'

PIMFA calls on advice firms to access Consumer Duty resources

clock 04 July 2023 • 1 min read
Consumer Duty: Firms encouraged to document abandoned changes

Consumer Duty

Consumer Duty: Firms encouraged to document abandoned changes

Last minute check list for advisers to consider over the next few weeks

clock 03 July 2023 • 2 min read
Manchester advice firm declares in default by the FSCS

Your profession

Manchester advice firm declares in default by the FSCS

The lifeboat fund received eight claims against the firm

clock 29 June 2023 • 1 min read
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