Adviser fintech partners with Consumer Duty specialist

To help funds industry avoid regulatory penalties

Isabel Baxter
clock • 1 min read

Fintech Panacea Adviser has partnered with Consumer Duty specialist FWD Research to help the funds industry comply with Financial Conduct Authority’s (FCA) end-investor outcomes monitoring.

Through the partnership, Panacea Adviser and FWD Research have produced a framework that has been designed to monitor outcomes and help fund managers overcome the challenges of generating this type of data in the intermediated investments sector. According to the firms, the challenges include restricted access to end-investors; poor investor knowledge of the investments many of them hold; and poor awareness of the advice channels these end-investors use. FWD Research has had conversations with the FCA to ensure its approach is robust, the data is high quality through a compliant and i...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

Updated: Failed financial advice firms tracker

Updated: Failed financial advice firms tracker

Firms that the FSCS has confirmed as failed since the start of 2023

Professional Adviser
clock 08 October 2025 • 1 min read
FCA: Fair value in advice 'not about charging the lowest fees'

FCA: Fair value in advice 'not about charging the lowest fees'

Consumer investments department head says it should not be a ‘race to the bottom’

Sahar Nazir
clock 03 October 2025 • 2 min read
FCA commits to Consumer Duty changes to 'remove disproportionate burdens'

FCA commits to Consumer Duty changes to 'remove disproportionate burdens'

CEO Nikhil Rathi sets out four-point plan

Michael Nelson
clock 01 October 2025 • 3 min read