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Regulation

Inquiry to review defined benefit schemes opened by WPC

Regulation

Inquiry to review defined benefit schemes opened by WPC

Parliament says DB remains 'of critical importance'

clock 17 March 2023 • 1 min read
Cardiff firm The London Trading Company declared in default

Regulation

Cardiff firm The London Trading Company declared in default

FSCS communications show the firm also traded under two other names

clock 13 March 2023 • 1 min read
FCA called to focus on guidance as it impacts more people

Regulation

FCA called to focus on guidance as it impacts more people

Responses to the regulator’s latest consultation paper are shared

clock 28 February 2023 • 2 min read
Advisers renounce idea for simplified 'core advice' service

Regulation

Advisers renounce idea for simplified 'core advice' service

Inability to earn higher fees and lack of capacity key adviser concerns

clock 28 February 2023 • 2 min read
Leeds advice firm with multiple names declared in default by the FSCS

Regulation

Leeds advice firm with multiple names declared in default by the FSCS

The in-default WGL Altrincham has traded under multiple names

clock 21 February 2023 • 1 min read
FCA outlines post-Brexit plans for UK asset management sector

Regulation

FCA outlines post-Brexit plans for UK asset management sector

Watchdog says it does not want to make any 'unnecessary changes'

clock 20 February 2023 • 2 min read
H&F Financial declared in default over three pension transfer claims

Regulation

H&F Financial declared in default over three pension transfer claims

Financial Services Compensation Scheme continues its clamp down

clock 13 February 2023 • 1 min read
More firms found to be misleading British Steel victims over redress

Regulation

More firms found to be misleading British Steel victims over redress

Regulator says most are associated with the British Steel Action Group

clock 07 February 2023 • 1 min read
FCA starts proceedings against five over dealing and money laundering

Regulation

FCA starts proceedings against five over dealing and money laundering

Ringleader accessed confidential information from Janus Henderson

clock 26 January 2023 • 1 min read
Financial sector rules slacked by growth-seeking government

Regulation

Financial sector rules slacked by growth-seeking government

30 changes to financial services regulation are expected today

clock 23 January 2023 • 2 min read
123
Most read
01

Kerry Nelson firms sell for £500,000 after battle between 38 bidders

30 March 2023 • 2 min read
02

Advice acquisitions double with £48bn in AUM bought in 2022

30 March 2023 • 2 min read
03

Foster Denovo parent secures £800m in assets via internal acquisitions

30 March 2023 • 1 min read
04

What Consumer Duty could mean for EIS investments

27 March 2023 • 5 min read
05

FCA hints at potential Sustainablity Disclosure Requirements delay

29 March 2023 • 2 min read
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