Regulation

FCA warns social media giants over 'dodgy' investment adverts

Regulation

FCA warns social media giants over 'dodgy' investment adverts

‘Putting them on notice’

clock 28 September 2021 • 3 min read
Scam complaints rise 66% amid cryptocurrency fraud - FOS

Regulation

Scam complaints rise 66% amid cryptocurrency fraud - FOS

Quarterly FOS figures

clock 24 September 2021 • 1 min read
Andy Bell writes to new FCA chief over 'wrecking ball' investment pathways policy

Your profession

Andy Bell writes to new FCA chief over 'wrecking ball' investment pathways policy

‘Fundamentally flawed’

clock 13 October 2020 •
Independent report into FCA's regulation of LCF faces further delay

Investment

Independent report into FCA's regulation of LCF faces further delay

Delayed until late November

clock 25 August 2020 •
FCA's proposed redemption notice period could 'kill off' adviser use of property funds

Regulation

FCA's proposed redemption notice period could 'kill off' adviser use of property funds

'Nuclear'

clock 03 August 2020 •
Small adviser firms paying disproportionately high PI premiums - FCA data

Regulation

Small adviser firms paying disproportionately high PI premiums - FCA data

17% increase on last year

clock 23 July 2020 •
FCA consults on extending Directory information submission timeframe

Regulation

FCA consults on extending Directory information submission timeframe

From December 2020 to March 2021

clock 17 July 2020 •
FCA and City Corporation collaborate to help innovative firms tackling Covid-19 challenges

Regulation

FCA and City Corporation collaborate to help innovative firms tackling Covid-19 challenges

'Accelerate development'

clock 17 July 2020 •
FCA delays SM&CR rules on coronavirus disruption

Regulation

FCA delays SM&CR rules on coronavirus disruption

Extended to 31 March 2021 for solo-regulated firms

clock 01 July 2020 •
FCA to send second in-depth marketwide DB questionnaire imminently

Regulation

FCA to send second in-depth marketwide DB questionnaire imminently

30 days to answer

clock 29 June 2020 •
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MPs tell FCA to research tax-free pension lump sum 'decoupling'

18 January 2022 • 2 min read
02

'We have been here before': Advisers recall 90s inflation nightmare

20 January 2022 • 2 min read
03

Exclusive David Ferguson interview: Platform switching activity to rise in 'redefined' market

20 January 2022 • 3 min read
04

CashCalc launches Cashflow Modeller with added tax functionality

20 January 2022 • 2 min read
05

Tim Thompson-Rye: Five key wealth tech trends for 2022 and beyond

21 January 2022 • 5 min read