Regulation

Andy Bell writes to new FCA chief over 'wrecking ball' investment pathways policy

Your profession

Andy Bell writes to new FCA chief over 'wrecking ball' investment pathways policy

‘Fundamentally flawed’

clock 13 October 2020 •
Independent report into FCA's regulation of LCF faces further delay

Investment

Independent report into FCA's regulation of LCF faces further delay

Delayed until late November

clock 25 August 2020 •
FCA's proposed redemption notice period could 'kill off' adviser use of property funds

Regulation

FCA's proposed redemption notice period could 'kill off' adviser use of property funds

'Nuclear'

clock 03 August 2020 •
Small adviser firms paying disproportionately high PI premiums - FCA data

Regulation

Small adviser firms paying disproportionately high PI premiums - FCA data

17% increase on last year

clock 23 July 2020 •
FCA consults on extending Directory information submission timeframe

Regulation

FCA consults on extending Directory information submission timeframe

From December 2020 to March 2021

clock 17 July 2020 •
FCA and City Corporation collaborate to help innovative firms tackling Covid-19 challenges

Regulation

FCA and City Corporation collaborate to help innovative firms tackling Covid-19 challenges

'Accelerate development'

clock 17 July 2020 •
FCA delays SM&CR rules on coronavirus disruption

Regulation

FCA delays SM&CR rules on coronavirus disruption

Extended to 31 March 2021 for solo-regulated firms

clock 01 July 2020 •
FCA to send second in-depth marketwide DB questionnaire imminently

Regulation

FCA to send second in-depth marketwide DB questionnaire imminently

30 days to answer

clock 29 June 2020 •
FCA launches workplace pensions value for money consultation

Regulation

FCA launches workplace pensions value for money consultation

Joint strategy with TPR

clock 24 June 2020 •
FCA permanently bans marketing of mini-bonds

Regulation

FCA permanently bans marketing of mini-bonds

Millions lost already

clock 18 June 2020 •
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