Regulation

FCA staff vote to strike over pay

Regulation

FCA staff vote to strike over pay

'Historic first'

clock 12 April 2022 • 1 min read
FCA warns social media giants over 'dodgy' investment adverts

Regulation

FCA warns social media giants over 'dodgy' investment adverts

‘Putting them on notice’

clock 28 September 2021 • 3 min read
Scam complaints rise 66% amid cryptocurrency fraud - FOS

Regulation

Scam complaints rise 66% amid cryptocurrency fraud - FOS

Quarterly FOS figures

clock 24 September 2021 • 1 min read
Andy Bell writes to new FCA chief over 'wrecking ball' investment pathways policy

Your profession

Andy Bell writes to new FCA chief over 'wrecking ball' investment pathways policy

‘Fundamentally flawed’

clock 13 October 2020 •
Independent report into FCA's regulation of LCF faces further delay

Investment

Independent report into FCA's regulation of LCF faces further delay

Delayed until late November

clock 25 August 2020 •
FCA's proposed redemption notice period could 'kill off' adviser use of property funds

Regulation

FCA's proposed redemption notice period could 'kill off' adviser use of property funds

'Nuclear'

clock 03 August 2020 •
Small adviser firms paying disproportionately high PI premiums - FCA data

Regulation

Small adviser firms paying disproportionately high PI premiums - FCA data

17% increase on last year

clock 23 July 2020 •
FCA consults on extending Directory information submission timeframe

Regulation

FCA consults on extending Directory information submission timeframe

From December 2020 to March 2021

clock 17 July 2020 •
FCA and City Corporation collaborate to help innovative firms tackling Covid-19 challenges

Regulation

FCA and City Corporation collaborate to help innovative firms tackling Covid-19 challenges

'Accelerate development'

clock 17 July 2020 •
FCA delays SM&CR rules on coronavirus disruption

Regulation

FCA delays SM&CR rules on coronavirus disruption

Extended to 31 March 2021 for solo-regulated firms

clock 01 July 2020 •
Most read
01

Progeny acquires international advice business The Fry Group

28 June 2022 • 2 min read
02

Transfer values continue to fall in May - XPS

27 June 2022 • 2 min read
03

AFM Wealth secures £5.3m acquisition war chest

28 June 2022 • 2 min read
04

Leading financial journalist named as new editor of Professional Adviser

23 June 2022 • 1 min read
05

Marygold & Co acquires Tiger Financial in first UK deal

23 June 2022 • 1 min read