professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • Equities Hub - in association with Capital Group
    • Multi-asset content hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Regulation

Leeds advice firm with multiple names declared in default by the FSCS

Regulation

Leeds advice firm with multiple names declared in default by the FSCS

The in-default WGL Altrincham has traded under multiple names

clock 21 February 2023 • 1 min read
FCA outlines post-Brexit plans for UK asset management sector

Regulation

FCA outlines post-Brexit plans for UK asset management sector

Watchdog says it does not want to make any 'unnecessary changes'

clock 20 February 2023 • 2 min read
H&F Financial declared in default over three pension transfer claims

Regulation

H&F Financial declared in default over three pension transfer claims

Financial Services Compensation Scheme continues its clamp down

clock 13 February 2023 • 1 min read
More firms found to be misleading British Steel victims over redress

Regulation

More firms found to be misleading British Steel victims over redress

Regulator says most are associated with the British Steel Action Group

clock 07 February 2023 • 1 min read
FCA starts proceedings against five over dealing and money laundering

Regulation

FCA starts proceedings against five over dealing and money laundering

Ringleader accessed confidential information from Janus Henderson

clock 26 January 2023 • 1 min read
Financial sector rules slacked by growth-seeking government

Regulation

Financial sector rules slacked by growth-seeking government

30 changes to financial services regulation are expected today

clock 23 January 2023 • 2 min read
Ashley Alder confirmed as FCA chair after Treasury Committee approval

Retirement

Ashley Alder confirmed as FCA chair after Treasury Committee approval

The five-year term for Alder will commence at the start of 2023

clock 15 December 2022 • 1 min read
FSCS declares another advice firm in default over pension transfers

Regulation

FSCS declares another advice firm in default over pension transfers

Claims related to the now-dissolved Premier Wealth Management

clock 14 December 2022 • 1 min read
Government to repeal EU PRIIPs regulation on retail fund disclosures

Regulation

Government to repeal EU PRIIPs regulation on retail fund disclosures

New framework by the Financial Conduct Authority today

clock 09 December 2022 • 2 min read
IFAs clock vital estate planning changes under Consumer Duty

Regulation

IFAs clock vital estate planning changes under Consumer Duty

Spotlight shone on third-party relationships and business relief

clock 06 December 2022 • 2 min read
123
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?category=regulation&page type=listing page