Financial Conduct Authority

CII 'disappointed' in FCA over lack of adviser ESG requirements

Regulation

CII 'disappointed' in FCA over lack of adviser ESG requirements

Institute issues its response to the FCA's latest discussion paper

clock 27 February 2023 • 2 min read
Solihull firm with British Steel claims declared in default by the FSCS

Pensions

Solihull firm with British Steel claims declared in default by the FSCS

Advice firm Bailey Richards Wealth Management is no longer authorised  

clock 27 February 2023 • 1 min read
'Vast majority' of feedback on new FCA chair Alder is 'positive'

People

'Vast majority' of feedback on new FCA chair Alder is 'positive'

Concerns had previously been raised about his knowledge of UK markets

clock 20 February 2023 • 2 min read
Alexander Sloan FP fails following employment case pay out

Regulation

Alexander Sloan FP fails following employment case pay out

Financial Services Compensation Scheme details the £140,000 pay out

clock 16 February 2023 • 2 min read
The Pensions Regulator will be reviewed Mary Starks, DWP confirms

Pensions

The Pensions Regulator will be reviewed Mary Starks, DWP confirms

Review will examine how TPR is performing and where it can improve

clock 14 February 2023 • 1 min read
H&F Financial declared in default over three pension transfer claims

Regulation

H&F Financial declared in default over three pension transfer claims

Financial Services Compensation Scheme continues its clamp down

clock 13 February 2023 • 1 min read
DFM launches toolkit to help advisers comply with Consumer Duty 

Consumer Duty

DFM launches toolkit to help advisers comply with Consumer Duty 

Free online material to assist advisers with compliance

clock 08 February 2023 • 3 min read
Majority of adults believe that regulated advice is for the wealthy 

Your profession

Majority of adults believe that regulated advice is for the wealthy 

FSCS finds that Brits opt for online financial advice despite risks

clock 31 January 2023 • 2 min read
Government consults on DC pensions value for money framework

Pensions

Government consults on DC pensions value for money framework

Key metrics, standards and data disclosures among the proposals

clock 30 January 2023 • 2 min read
British Steel firm Portal Financial declared failed by the FSCS

Regulation

British Steel firm Portal Financial declared failed by the FSCS

FOS has upheld 184 investment and pensions claims against the firm

clock 27 January 2023 • 2 min read