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Financial Conduct Authority

Wren Sterling bolsters client assets by £270m in latest acquisition

Your Business

Wren Sterling bolsters client assets by £270m in latest acquisition

National IFA buys Knutsford-based firm Morfitt & Turnbull

clock 08 December 2022 • 1 min read
D&I: Why advisers 'must acknowledge their own privilege'

Your profession

D&I: Why advisers 'must acknowledge their own privilege'

Why conscious inclusion is important in the advice arena

clock 07 December 2022 • 1 min read
How and why the FCA is hitting the right notes when it comes to SDR

Investment

How and why the FCA is hitting the right notes when it comes to SDR

A look into how the regulator will need to try and stay ahead of the curve

clock 06 December 2022 • 3 min read
FCA slaps £2.4m fine on liquidated firm over British Steel failings

Regulation

FCA slaps £2.4m fine on liquidated firm over British Steel failings

Pembrokeshire Mortgage Centre traded as County Financial Consultants

clock 02 December 2022 • 2 min read
FSCS declares two firms in default over pension investment claims

Regulation

FSCS declares two firms in default over pension investment claims

The FSCS received a single valid claim each for pensions investment advice

clock 29 November 2022 • 1 min read
FOS to change funding model levy and trial new group fee arrangement

Regulation

FOS to change funding model levy and trial new group fee arrangement

Compulsory jurisdiction and voluntary jurisdiction set for overhaul

clock 16 November 2022 • 2 min read
Consumer Duty rules drive advice firms to run their own platforms

Platforms

Consumer Duty rules drive advice firms to run their own platforms

Investment platforms integral to professional advice, experts say

clock 16 November 2022 • 5 min read
Consumer Duty: Four outcomes firms need to achieve for customers

Regulation

Consumer Duty: Four outcomes firms need to achieve for customers

Sesame Bankhall Group breaks down the regulator's expectations

clock 15 November 2022 • 4 min read
FSCS places Welsh firm in default over unsuitable investment advice claim

Regulation

FSCS places Welsh firm in default over unsuitable investment advice claim

The lifeboat fund received one claim related to unsuitable investment advice

clock 11 November 2022 • 2 min read
Just 39% of women with £250,000 or more seeking financial advice

Adviser tips

Just 39% of women with £250,000 or more seeking financial advice

Gap uncovered in the number of affluent women taking advice

clock 11 November 2022 • 1 min read
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