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Financial Conduct Authority

Five opportunities for advisers that could see them thrive in 2023

Technology

Five opportunities for advisers that could see them thrive in 2023

Dynamic Planner breaks down key themes expected to play out next year

clock 19 December 2022 • 2 min read
Too clever to talk? The curse of knowledge and Consumer Duty

Consumer Duty

Too clever to talk? The curse of knowledge and Consumer Duty

Looking at how to break ‘the curse of knowledge’

clock 14 December 2022 • 2 min read
Why advisers say Consumer Duty will help vulnerable clients

Your profession

Why advisers say Consumer Duty will help vulnerable clients

Advisers say client communications and outcomes need to be bespoke

clock 12 December 2022 • 6 min read
Wren Sterling bolsters client assets by £270m in latest acquisition

Your Business

Wren Sterling bolsters client assets by £270m in latest acquisition

National IFA buys Knutsford-based firm Morfitt & Turnbull

clock 08 December 2022 • 1 min read
D&I: Why advisers 'must acknowledge their own privilege'

Your profession

D&I: Why advisers 'must acknowledge their own privilege'

Why conscious inclusion is important in the advice arena

clock 07 December 2022 • 1 min read
How and why the FCA is hitting the right notes when it comes to SDR

Investment

How and why the FCA is hitting the right notes when it comes to SDR

A look into how the regulator will need to try and stay ahead of the curve

clock 06 December 2022 • 3 min read
FCA slaps £2.4m fine on liquidated firm over British Steel failings

Regulation

FCA slaps £2.4m fine on liquidated firm over British Steel failings

Pembrokeshire Mortgage Centre traded as County Financial Consultants

clock 02 December 2022 • 2 min read
FSCS declares two firms in default over pension investment claims

Regulation

FSCS declares two firms in default over pension investment claims

The FSCS received a single valid claim each for pensions investment advice

clock 29 November 2022 • 1 min read
FOS to change funding model levy and trial new group fee arrangement

Regulation

FOS to change funding model levy and trial new group fee arrangement

Compulsory jurisdiction and voluntary jurisdiction set for overhaul

clock 16 November 2022 • 2 min read
Consumer Duty rules drive advice firms to run their own platforms

Platforms

Consumer Duty rules drive advice firms to run their own platforms

Investment platforms integral to professional advice, experts say

clock 16 November 2022 • 5 min read
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