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Financial Conduct Authority

Consumer Duty: Four outcomes firms need to achieve for customers

Regulation

Consumer Duty: Four outcomes firms need to achieve for customers

Sesame Bankhall Group breaks down the regulator's expectations

clock 15 November 2022 • 4 min read
FSCS places Welsh firm in default over unsuitable investment advice claim

Regulation

FSCS places Welsh firm in default over unsuitable investment advice claim

The lifeboat fund received one claim related to unsuitable investment advice

clock 11 November 2022 • 2 min read
Just 39% of women with £250,000 or more seeking financial advice

Adviser tips

Just 39% of women with £250,000 or more seeking financial advice

Gap uncovered in the number of affluent women taking advice

clock 11 November 2022 • 1 min read
FSCS reverses default on Cambridge-based IFG Financial Services

Regulation

FSCS reverses default on Cambridge-based IFG Financial Services

‘Liability for any claims against IFG may sit with another firm’

clock 09 November 2022 • 2 min read
Ten-month Consumer Duty adviser support programme launched

Your profession

Ten-month Consumer Duty adviser support programme launched

Workshops designed to help firms embed the upcoming regulation

clock 07 November 2022 • 2 min read
London Capital & Finance compensation scheme wound up

Investment

London Capital & Finance compensation scheme wound up

Almost all eligible bondholders have now received compensation

clock 03 November 2022 • 1 min read
PM to press ahead with 'intervention power' over financial regulators

Markets

PM to press ahead with 'intervention power' over financial regulators

The Treasury confirmed its intention to bring forward the amendment

clock 31 October 2022 • 2 min read
Adviser e-learning module on Consumer Duty goes live

Regulation

Adviser e-learning module on Consumer Duty goes live

 Verve Group offering aligns with first Consumer Duty deadline

clock 31 October 2022 • 2 min read
Financial vulnerability to rise amid spike in divorce rate

Your profession

Financial vulnerability to rise amid spike in divorce rate

Taskforce launches practitioners guide for financial advisers

clock 28 October 2022 • 2 min read
Hull-based advice firm declared in default by the FSCS

Regulation

Hull-based advice firm declared in default by the FSCS

Unsecured creditors were 'estimated at £10,199’

clock 27 October 2022 • 1 min read
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