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Financial Conduct Authority

Consumer Duty and vulnerable clients top adviser query list

Regulation

Consumer Duty and vulnerable clients top adviser query list

ValidPath says new rules are causing uncertainty among advisers

clock 14 October 2022 • 1 min read
TPR issues statement to pension funds ahead of BoE Friday deadline

Pensions

TPR issues statement to pension funds ahead of BoE Friday deadline

Regulator monitoring the situation in financial markets closely to assess impact on schemes

clock 12 October 2022 • 4 min read
Two advice firms declared in default by the FSCS

Regulation

Two advice firms declared in default by the FSCS

11 claims in total against Leicestershire and London-based firms

clock 10 October 2022 • 2 min read
FSCS to close LCF compensation scheme this month

Regulation

FSCS to close LCF compensation scheme this month

A total £115m has been paid out in compensation

clock 07 October 2022 • 2 min read
Consumer protection crucial in 'complex' ESG market, says FCA

Investment

Consumer protection crucial in 'complex' ESG market, says FCA

Industry experts share views at Boring Money's Retail Investor Event 2022

clock 29 September 2022 • 2 min read
Call for regulation of DC pensions to be combined into single regime

Regulation

Call for regulation of DC pensions to be combined into single regime

Concerns current FCA/TPR set up creates inconsistent consumer journey

clock 29 September 2022 • 2 min read
Advisers on the ageing industry: 'Clients need to see a few grey hairs'

Your profession

Advisers on the ageing industry: 'Clients need to see a few grey hairs'

Only 5.7% of advisers in the UK are under 30, according the FCA

clock 27 September 2022 • 6 min read
FCA warns of firms offering to write off debts in new scam  

Regulation

FCA warns of firms offering to write off debts in new scam  

Fraudsters said to be focusing on people facing financial difficulties  

clock 20 September 2022 • 2 min read
Advice firm named in default by FSCS

Regulation

Advice firm named in default by FSCS

Three SIPP investment claims

clock 18 August 2022 • 1 min read
Truss weighs plans to merge top financial regulators - reports

Regulation

Truss weighs plans to merge top financial regulators - reports

Financial regulation overhaul

clock 18 August 2022 • 2 min read
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