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Financial Conduct Authority

'A divisive and difficult topic': Advice firms on DE&I progress

Your profession

'A divisive and difficult topic': Advice firms on DE&I progress

Industry shares thoughts on regulator’s adjustments

clock 31 March 2025 • 6 min read
Aviva preference shares: Advisers flag 'inappropriate' cancellation tax hit to unwary retail investors

Companies

Aviva preference shares: Advisers flag 'inappropriate' cancellation tax hit to unwary retail investors

Concerns communications around 'clumsy' move may not be 'clear, fair and not misleading'

clock 28 March 2025 • 6 min read
Spring Statement 25: PISCES legislation to come in May

Your profession

Spring Statement 25: PISCES legislation to come in May

Clarity on tax implications

clock 26 March 2025 • 1 min read
'The protection industry doesn't understand advisers' – FCA review sparks debate on market gaps

Your profession

'The protection industry doesn't understand advisers' – FCA review sparks debate on market gaps

Experts warn that insurers must do more to engage advisers and close the protection gap

clock 24 March 2025 • 4 min read
FCA softens stance on D&I rules: A welcome relief for smaller firms?

Your profession

FCA softens stance on D&I rules: A welcome relief for smaller firms?

The Financial Conduct Authority (FCA) has decided not to proceed with its previously proposed diversity and inclusion (D&I) rules, which would have mandated data collection and target-setting for regulated firms. The regulator’s recent letter to the Treasury...

clock 24 March 2025 • 6 min read
FCA expands pure protection study: Eyes on competition and consumer outcomes

Your profession

FCA expands pure protection study: Eyes on competition and consumer outcomes

Interim report to be published in Q4 2025

clock 21 March 2025 • 4 min read
Open letter slamming FCA email policy sent to regulator and government

Regulation

Open letter slamming FCA email policy sent to regulator and government

'Alarming lack of consultation'

clock 20 March 2025 • 2 min read
Crispin Odey hit with £1.8m FCA fine and ban

Regulation

Crispin Odey hit with £1.8m FCA fine and ban

FCA cites lack of integrity

clock 17 March 2025 • 2 min read
Professional Adviser TV: The key to cracking vulnerability

Your Business

Professional Adviser TV: The key to cracking vulnerability

Consumer Duty Alliance CEO joins PA to shed light on the FCA’s vulnerable customer findings

clock 14 March 2025 • 1 min read
Consumer Duty champions officially axed

Regulation

Consumer Duty champions officially axed

No longer a requirement from today

clock 27 February 2025 • 2 min read
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