Financial Conduct Authority
Unauthorised bond promoter paid 40% commissions wound up by High Court
Never FCA-regulated
Investors lose £27m to 'get rich quick' crypto and forex scams in 2018/19
Complaints triple in past year
FCA under fire for whistleblower neglect - reports
Ex-Lloyds employee has taken case higher
FCA launches consultation on intergenerational implications for pensions
Accumulation and decumulation
Financial fraud spike reveals 'cracks in structure' of UK regulation
74% rise in 2018
FCA's Bailey eyes 'lower burden' regulatory regime post-Brexit
'Outcome-focused' approach
More than 1,000 investment firms fail MiFID II transaction reporting requirements
'Many thousands more' could be non-compliant
Fund board rules must be stricter to achieve 'substantial change'
Six months before deadline
Goldman Sachs slapped with £34m fine for MiFID II reporting failures
On transactions between November 2007 and March 2017
Calls for FCA to take charge on SMCR harassment rules
Guidance on dealing with misconduct
Regulators to explore removing 'barriers' to addressing 'unprecedented' climate risk
First meeting of Climate Financial Risk Forum
FCA: 'Get rich quick' crypto investors do not understand the asset
Amid increased scrutiny of the asset class
FCA: Firms must improve 'inconsistent' MiFID II disclosure standards
Warns against misleading consumers
FCA's Andrew Bailey: MIFID II to save investors £1bn
Pricing and liquidity concerns
FCA fines Hargreave Hale and R&M over IPO conduct; Newton given immunity
Hargreave Hale seeking legal advice
IA launches communication guide in response to FCA criticism
Follows Asset Management Market Study
FCA highlights market abuse risks, with some 'blindingly obvious'
Spotlight on fixed income
FCA demands daily liquidity disclosure for property funds
Follows wave of Brextit-related redemptions
Investment scheme fraudster receives two-year suspended sentence
Unauthorised scheme worth over £500,000
Ex-Newton manager Stephany fined for IPO misconduct
Fined £32,000
FCA shines light on fund benchmark and fee disclosures
Following Asset Management Market Study
FCA defends request for 'unprecedented powers'
Statutory instruments to be enforced from 29 March
FCA eyes tighter stewardship and engagement standards for asset managers
As part of SRD II
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