Financial Conduct Authority
FSCS forks out £2.7m to 135 LCF customers
In relation to 151 bonds
Failed Hull-based IFA firm receives 150 FSCS complaints
Unauthorised introducers
Second MP joins FSCS levy reform fight after adviser letter
Second MP to respond
PI Insurance hikes spark exodus from DB transfer advice
More than 30 firms pull out in just three months
Close Asset Management to compensate client for unwanted ongoing advice
Client invested £25,000 through DFM service
FCA accused of aiding scammers through its register
Advisers describe it as a “complete shambles”
M&G suspends £2.5bn property fund as assets plummet
Following waves of outflows
FCA secures £290k confiscation order against convicted investment fraudster
Investors lost £3m
FCA amplifies board with three appointments
Three new non-exec members
New FCA liquidity rules fail to shift buyer sentiment on property funds
Reaction to NURS guidelines
Woodford affair to spark FCA review of ACD market - reports
Following scrutiny of Link Asset Services
Treasury Committee urges expansion of FCA's powers
Expanding the 'regulatory perimeter'
Woodford Equity Income 'inadvertently' breaches 10% unquoted stocks limit again
After two of its holdings de-listed
FCA to implement compulsory investment pathways for non-advised drawdown
Defined contribution (DC) drawdown providers will have to offer non-advised consumers investment pathways from August 2020, the Financial Conduct Authority (FCA) has said.
FCA publishes guidance on treatment of vulnerable customers
'Embedded culture'
MSCI: Seven UCITS funds in danger of Woodford-style liquidity crisis
Breaching SEC rules
The FCA and PFS duel over DB data
'No context'
BoE warns open-ended fund liquidity issues could pose 'systemic issue'
Launches review into liquidity
Woodford gating forces illiquid assets rethink
FCA mulls own PRIIPs guidance
FCA eyes retail ban on crypto-derivatives
‘No reliable basis for valuation’
FCA urged to reform liquidity definition in wake of fund crises
After Woodford fund suspension
Carney warns daily liquidity funds 'built on a lie'
Changes to regulation needed
FCA's Randell: UCITS rules sparked 'perfect storm' for Woodford fund
Scope for change post-Brexit
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