professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Professional Adviser IQ
  • Events
  • More

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter
    • Sophia Panayi

    Featured Content

    • Cost of Living
    • Partner Insight
    • Professional Adviser IQ

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
    • Investment IQ
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Financial Conduct Authority

IFA enters liquidation after investment advice complaints

Companies

IFA enters liquidation after investment advice complaints

Chandler King gave ‘unsuitable investment advice’

clock 26 October 2026 • 2 min read
FCA's Nick Hulme departs

People

FCA's Nick Hulme departs

Sara Woodroffe permanently replaces him

clock 23 October 2026 • 2 min read
Rathbones predicts Vision IFP s166 notice costs could hit £2.5m

Companies

Rathbones predicts Vision IFP s166 notice costs could hit £2.5m

Regulator intervened in August

clock 22 October 2026 • 1 min read
FCA to move Leeds office

Regulation

FCA to move Leeds office

Signs 2 Wellington Place agreement

clock 22 October 2026 • 1 min read
PFS Festival of Financial Planning to focus on member stories and Next Gen

Your profession

PFS Festival of Financial Planning to focus on member stories and Next Gen

PFS approaching festival in a ‘more young and vibrant way’

clock 19 October 2026 • 3 min read
Why the new chancellor must rebalance growth and consumer protection

Your profession

Why the new chancellor must rebalance growth and consumer protection

'Healy should re-empower the FCA to unleash the full potential of Consumer Duty'

clock 09 October 2026 • 3 min read
FCA annual meeting dominated by whistleblower handling criticism

Regulation

FCA annual meeting dominated by whistleblower handling criticism

After the death of Simon Andriesz

clock 07 October 2026 • 3 min read
Appointed representatives: Are you really in control of the risks?

Regulation

Appointed representatives: Are you really in control of the risks?

'The FCA doesn't just want oversight, it wants evidence'

clock 06 October 2026 • 7 min read
'Waiting for certainty can itself create the breach': When must a firm notify the FCA?

Regulation

'Waiting for certainty can itself create the breach': When must a firm notify the FCA?

'A voicemail is unlikely to suffice'

clock 02 October 2026 • 5 min read
Forget calendar-bound catch ups - AI has turned advice into an ongoing conversation

Technology

Forget calendar-bound catch ups - AI has turned advice into an ongoing conversation

'AI means good conversations with clients no longer wait for a scheduled moment to happen'

clock 28 September 2026 • 3 min read
123
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=financial conduct authority