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Financial Conduct Authority

Former Titan Wealth employee convicted of harassing senior staff

Your profession

Former Titan Wealth employee convicted of harassing senior staff

Judge orders mental health assessment ahead of sentencing next month

clock 28 August 2025 • 3 min read
Saturn co-founder: AI compliance tools must be backed by human expertise

Your profession

Saturn co-founder: AI compliance tools must be backed by human expertise

‘We need AI and people working together’

clock 26 August 2025 • 3 min read
Leicester-based financial planner enters liquidation

Your profession

Leicester-based financial planner enters liquidation

Trust Financial Planning ceased all regulated activities on 19 March

clock 14 August 2025 • 1 min read
Professional Adviser TV: Growth of MPS market 'dependent' on FCA's retirement review

Your profession

Professional Adviser TV: Growth of MPS market 'dependent' on FCA's retirement review

Advisers moving away from ‘one size fits all' MPS solution

clock 01 August 2025 • 1 min read
'Consumer Duty not doing what it set out to do': What the asset management industry wants from the wholesale review

Consumer Duty

'Consumer Duty not doing what it set out to do': What the asset management industry wants from the wholesale review

Following Mansion House speech

clock 01 August 2025 • 4 min read
FCA whistleblowing: Retail investments in top three sectors for cases

Regulation

FCA whistleblowing: Retail investments in top three sectors for cases

Watchdog opened 205 retail investments whistleblowing cases last year

clock 23 July 2025 • 4 min read
2Plan sets aside more than £1m for redress

Your profession

2Plan sets aside more than £1m for redress

Pertains to ongoing service charges and asset allocation failure

clock 21 July 2025 • 2 min read
Government's FOS reforms 'a mixed bag'

Your profession

Government's FOS reforms 'a mixed bag'

Some changes appear to be ‘lacking in any substance,’ commentators say

clock 16 July 2025 • 4 min read
LTAFs will be included in Stocks & Shares ISAs from April 2026

Your profession

LTAFs will be included in Stocks & Shares ISAs from April 2026

Wave of City reforms

clock 15 July 2025 • 3 min read
FOS chair refuses to explain former CEO's sudden departure

Companies

FOS chair refuses to explain former CEO's sudden departure

Committee slams Baroness Manzoor's 'disrespectful' assertion

clock 14 July 2025 • 3 min read
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