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FCA

More firms found to be misleading British Steel victims over redress

Regulation

More firms found to be misleading British Steel victims over redress

Regulator says most are associated with the British Steel Action Group

clock 07 February 2023 • 1 min read
Educating the FCA: How industry bodies have responded to the SDR

Green

Educating the FCA: How industry bodies have responded to the SDR

Comparison viewed as 'the thief of joy' when it comes to the SDR

clock 07 February 2023 • 9 min read
Consumer Duty compliance: Take small steps to climb the ladder

Consumer Duty

Consumer Duty compliance: Take small steps to climb the ladder

Keep calm and do your (Consumer) Duty?

clock 07 February 2023 • 4 min read
FCA lays out Consumer Duty expectations for protection industry

Protection

FCA lays out Consumer Duty expectations for protection industry

Implementation expectations laid out in advance of the 31 July deadline

clock 06 February 2023 • 3 min read
FCA blocks thousands of misleading ads in 2022, up 14x from 2021

Regulation

FCA blocks thousands of misleading ads in 2022, up 14x from 2021

‘Financial promotions must be fair, clear and not misleading’

clock 03 February 2023 • 3 min read
Adviser market 'sidelined' in FCA's sustainability proposals

Investment

Adviser market 'sidelined' in FCA's sustainability proposals

The advice industry is still waiting for a second, more specific consultation

clock 03 February 2023 • 4 min read
Adviser market sidelined in FCA's sustainability proposals

Green

Adviser market sidelined in FCA's sustainability proposals

Adviser consultation on SDR 'minimal to say the very least'

clock 02 February 2023 • 4 min read
FCA places numerous restrictions on Nexus IFA and Nexus IM

Regulation

FCA places numerous restrictions on Nexus IFA and Nexus IM

The firms’ director may have taken around £2m from clients

clock 02 February 2023 • 2 min read
Consumer Duty and vulnerable clients: Strategies for 2023

Consumer Duty

Consumer Duty and vulnerable clients: Strategies for 2023

How are advisers dealing with financial vulnerability in 2023?

clock 02 February 2023 • 4 min read
Unite sends FCA boss 'Dear CEO' letter over staff pay and morale

Regulation

Unite sends FCA boss 'Dear CEO' letter over staff pay and morale

FCA disputes union's figures and says headcount is growing

clock 01 February 2023 • 2 min read
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