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FCA

What the regulator's ESG 'label regime' means for advisers

Regulation

What the regulator's ESG 'label regime' means for advisers

Aims to improve trust in sustainable investment products

clock 25 November 2022 • 3 min read
FCA warns of 'inaccurate' information from Hartley Pensions

Pensions

FCA warns of 'inaccurate' information from Hartley Pensions

Pension director email claims customers’ pension funds at risk

clock 24 November 2022 • 2 min read
PFS introduces Consumer Duty good practice adviser guide   

Regulation

PFS introduces Consumer Duty good practice adviser guide   

Guidance to help firms carry out Consumer Duty in a practical way

clock 23 November 2022 • 4 min read
FSCS declares Cardiff-based British Steel adviser firm in default

Regulation

FSCS declares Cardiff-based British Steel adviser firm in default

The lifeboat fund received 12 claims related to pension transfer advice

clock 23 November 2022 • 2 min read
'Layers of complexity': Will green fund labels do the job?

Regulation

'Layers of complexity': Will green fund labels do the job?

Introduction of three mutually exclusive fund labels

clock 23 November 2022 • 4 min read
FCA group to develop code of conduct for ESG data, ratings providers

Green

FCA group to develop code of conduct for ESG data, ratings providers

The group will aim to meet for the first time later this year

clock 22 November 2022 • 1 min read
Consumer Duty: Action points and pension questions

Regulation

Consumer Duty: Action points and pension questions

Consumer Duty may override 'confines of contractual relationship'

clock 22 November 2022 • 7 min read
Investment labels: Is it the role of the regulator or the market?

Regulation

Investment labels: Is it the role of the regulator or the market?

Paper raises difficult questions for the regulator

clock 21 November 2022 • 8 min read
'Elephant in the jungle': FCA chief addresses Consumer Duty worries

Regulation

'Elephant in the jungle': FCA chief addresses Consumer Duty worries

FCA has overcome ‘biggest stumbling blocks’ in rule implementation

clock 17 November 2022 • 4 min read
Ex-FCA chair warns FSM Bill 'risks regulators' independence'

Regulation

Ex-FCA chair warns FSM Bill 'risks regulators' independence'

Charles Randell calls to leave institutions alone

clock 16 November 2022 • 2 min read
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