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FCA

FCA Retirement Income Review creates golden opportunity in advice

Regulation

FCA Retirement Income Review creates golden opportunity in advice

Important milestone to a more accessible advice regime

clock 25 October 2023 • 4 min read
Stafford-based firm Retirement Direct declared failed by FSCS

Regulation

Stafford-based firm Retirement Direct declared failed by FSCS

Firm has not been authorised by the FCA since November 2021

clock 23 October 2023 • 1 min read
Adviser's discrimination case against FCA thrown out over lack of evidence

Your Business

Adviser's discrimination case against FCA thrown out over lack of evidence

‘How can the industry flourish when there is so much red tape?’

clock 19 October 2023 • 3 min read
FCA admits black employees face slower career progression

Regulation

FCA admits black employees face slower career progression

Regulator says it has 'more work to do' to achieve targets

clock 12 October 2023 • 2 min read
FCA censures London Capital & Finance over mini-bond promotion

Investment

FCA censures London Capital & Finance over mini-bond promotion

Regulator did not impose a financial penalty on the insolvent firm

clock 11 October 2023 • 2 min read
FCA sends 146 alerts in first day of crypto promotion regime

Regulation

FCA sends 146 alerts in first day of crypto promotion regime

Comes after the watchdog pledged to keep a better eye on the sector

clock 10 October 2023 • 1 min read
Active duty: Remember it's consumer not customer support

Consumer Duty

Active duty: Remember it's consumer not customer support

Taking an in depth look at the consumer support pillar in context

clock 09 October 2023 • 4 min read
FCA revokes passported Irish firm's temporary permissions

Regulation

FCA revokes passported Irish firm's temporary permissions

Wellington Court Financial Services cannot carry out regulated activity

clock 09 October 2023 • 1 min read
FCA bans incompetent IFA Simon Hughes over British Steel advice

Regulation

FCA bans incompetent IFA Simon Hughes over British Steel advice

Hughes to pay FSCS £158,000 but lifeboat fund paid out £8.4m to clients

clock 03 October 2023 • 2 min read
FCA raises concerns over platform fees in Dear CEO letter

Your profession

FCA raises concerns over platform fees in Dear CEO letter

The regulator outlines ‘key harms’ in letter to platform bosses

clock 02 October 2023 • 1 min read
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