Regulation

CII AGM saga continues: Body to publish vote breakdown

Regulation

CII AGM saga continues: Body to publish vote breakdown

Details published 8 July

clock 08 July 2021 • 2 min read
Digital minister on investment scams: Govt committed to tackling 'devastating crime'

Regulation

Digital minister on investment scams: Govt committed to tackling 'devastating crime'

Letter sent 3 June

clock 17 June 2021 • 3 min read
FCA: Firms must understand and act to help financially vulnerable

Regulation

FCA: Firms must understand and act to help financially vulnerable

Regulatory guidance

clock 23 February 2021 •
FCA interim chief executive Woolard to exit

Regulation

FCA interim chief executive Woolard to exit

Steps down from board on 1 October

clock 16 September 2020 •
FCA asks for views on consumer investment market in wide-ranging call for input

Regulation

FCA asks for views on consumer investment market in wide-ranging call for input

Will shape future regulatory work

clock 15 September 2020 •
Revealed: Number of adviser firms in financial difficulty during lockdown

Regulation

Revealed: Number of adviser firms in financial difficulty during lockdown

170 regulated firms

clock 02 September 2020 •
Revealed: Advice firms giving up authorised status jumps 20%

Regulation

Revealed: Advice firms giving up authorised status jumps 20%

252 firms pulled out

clock 05 August 2020 •
Pensions tax relief reform options 'too complicated'

Tax Planning

Pensions tax relief reform options 'too complicated'

'It may take a while to square this circle'

clock 23 July 2020 •
FCA bans contingent charging on DB transfers

Regulation

FCA bans contingent charging on DB transfers

Ban considered since March 2018

clock 05 June 2020 •
Adviser access to £350bn govt coronavirus 'war chest' in doubt

Regulation

Adviser access to £350bn govt coronavirus 'war chest' in doubt

‘Devil in the detail’

clock 18 March 2020 •
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