Regulation

FCA blocks thousands of misleading ads in 2022, up 14x from 2021

Regulation

FCA blocks thousands of misleading ads in 2022, up 14x from 2021

‘Financial promotions must be fair, clear and not misleading’

clock 03 February 2023 • 3 min read
FCA places numerous restrictions on Nexus IFA and Nexus IM

Regulation

FCA places numerous restrictions on Nexus IFA and Nexus IM

The firms’ director may have taken around £2m from clients

clock 02 February 2023 • 2 min read
FCA extends emergency BSPS asset retention rules

Regulation

FCA extends emergency BSPS asset retention rules

FCA said intervention will ensure responsible firms meet cost of redress

clock 27 January 2023 • 3 min read
British Steel firm Portal Financial declared failed by the FSCS

Regulation

British Steel firm Portal Financial declared failed by the FSCS

FOS has upheld 184 investment and pensions claims against the firm

clock 27 January 2023 • 2 min read
FCA warns advisers over 'misleading' British Steel redress offers

Regulation

FCA warns advisers over 'misleading' British Steel redress offers

‘Wholly unacceptable and constitutes serious malpractice’

clock 26 January 2023 • 3 min read
FCA: Focus areas for firms implementing Consumer Duty

Regulation

FCA: Focus areas for firms implementing Consumer Duty

‘We recognise that some firms need to make significant changes’

clock 25 January 2023 • 4 min read
FSCS names three advice firms in default over pension transfers

Regulation

FSCS names three advice firms in default over pension transfers

Two out of three failed firms linked to British Steel transfers

clock 20 January 2023 • 3 min read
FSCS declares Yorkshire-based advice firm in default

Regulation

FSCS declares Yorkshire-based advice firm in default

The lifeboat fund received eight claims against the firm

clock 20 January 2023 • 1 min read
British Steel firm Better Retirement Group named in default by FSCS

Regulation

British Steel firm Better Retirement Group named in default by FSCS

The FSCS has received 217 pension transfer advice claims against the firm

clock 17 January 2023 • 2 min read
FSCS declares another firm in default over pension transfer advice

Regulation

FSCS declares another firm in default over pension transfer advice

The lifeboat fund has received two claims against the firm

clock 12 January 2023 • 1 min read
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01

Could the annuity revival mean retirement advice decline?

07 February 2023 • 3 min read
02

More firms found to be misleading British Steel victims over redress

07 February 2023 • 1 min read
03

FCA takes action against unauthorised director it alleges took £2.8m

07 February 2023 • 1 min read
04

Advice CEOs say best use of technology still leaves room for advisers

08 February 2023 • 3 min read
05

Consumer Duty compliance: Take small steps to climb the ladder

07 February 2023 • 4 min read