Regulation

FSCS declares another firm in default over pension transfer advice

Regulation

FSCS declares another firm in default over pension transfer advice

The lifeboat fund has received two claims against the firm

clock 12 January 2023 • 1 min read
FCA tight-lipped on Woodford in Treasury Committee update

Regulation

FCA tight-lipped on Woodford in Treasury Committee update

Follows accountability hearing of the FCA on 7 November 2022

clock 11 January 2023 • 2 min read
FSCS declares three firms failed over pension and investment advice

Regulation

FSCS declares three firms failed over pension and investment advice

The FSCS has received seven claims currently in progress against them

clock 10 January 2023 • 3 min read
FSCS has received 'helpful' information about Rowanmoor

Regulation

FSCS has received 'helpful' information about Rowanmoor

As part of its ongoing probe into the failed SIPP provider

clock 05 January 2023 • 3 min read
FCA to review funding class thresholds and compensation limits

Regulation

FCA to review funding class thresholds and compensation limits

Regulator announces next steps on improving compensation framework

clock 14 December 2022 • 2 min read
Phoenixing: FCA may use deed polls to ensure firms' past liabilities met

Regulation

Phoenixing: FCA may use deed polls to ensure firms' past liabilities met

FCA portfolio strategy letter for financial advisers and intermediaries

clock 05 December 2022 • 3 min read
Industry concerned FCA 'prefers' BSPS victims are 'undercompensated'

Regulation

Industry concerned FCA 'prefers' BSPS victims are 'undercompensated'

Advisers react to FCA’s final BSPS compensation scheme

clock 02 December 2022 • 5 min read
FCA launches paper on dashboard provider rules

Pensions

FCA launches paper on dashboard provider rules

'Welcome next step towards making dashboards a reality'

clock 01 December 2022 • 2 min read
'No change here': Advisers react to FCA's simplified advice regime

Regulation

'No change here': Advisers react to FCA's simplified advice regime

Regulator's strategy aiming to make advice more accessible

clock 30 November 2022 • 3 min read
FSCS declares two firms in default over pension investment claims

Regulation

FSCS declares two firms in default over pension investment claims

The FSCS received a single valid claim each for pensions investment advice

clock 29 November 2022 • 1 min read
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