The latest Regulation news for financial advisers and intermediaries from Professional Adviser

The lifeboat fund received eight claims against the firm

20 January 2023 • 1 min read

The FSCS has received 217 pension transfer advice claims against the firm

17 January 2023 • 2 min read

The lifeboat fund has received two claims against the firm

12 January 2023 • 1 min read

Follows accountability hearing of the FCA on 7 November 2022

11 January 2023 • 2 min read

The FSCS has received seven claims currently in progress against them

10 January 2023 • 3 min read

As part of its ongoing probe into the failed SIPP provider

05 January 2023 • 3 min read

Regulator announces next steps on improving compensation framework

14 December 2022 • 2 min read

FCA portfolio strategy letter for financial advisers and intermediaries

05 December 2022 • 3 min read

Advisers react to FCA’s final BSPS compensation scheme

02 December 2022 • 5 min read

'Welcome next step towards making dashboards a reality'

01 December 2022 • 2 min read

Regulation