Regulation

Nick Smith MP urges FCA: 'Include as many steelworkers as possible in redress scheme'

Regulation

Nick Smith MP urges FCA: 'Include as many steelworkers as possible in redress scheme'

Supported by 27 cross-party MPs

clock 01 July 2022 • 2 min read
FSCS investigates IFA with links to multi-asset fund subject to SFO probe

Regulation

FSCS investigates IFA with links to multi-asset fund subject to SFO probe

Trafalgar Multi Asset Fund

clock 30 June 2022 • 1 min read
FCA lists 24 funeral plan providers likely to be authorised

Regulation

FCA lists 24 funeral plan providers likely to be authorised

‘Boost consumer protection’

clock 17 June 2022 • 2 min read
CII AGM saga continues: Body to publish vote breakdown

Regulation

CII AGM saga continues: Body to publish vote breakdown

Details published 8 July

clock 08 July 2021 • 2 min read
Digital minister on investment scams: Govt committed to tackling 'devastating crime'

Regulation

Digital minister on investment scams: Govt committed to tackling 'devastating crime'

Letter sent 3 June

clock 17 June 2021 • 3 min read
FCA: Firms must understand and act to help financially vulnerable

Regulation

FCA: Firms must understand and act to help financially vulnerable

Regulatory guidance

clock 23 February 2021 •
FCA interim chief executive Woolard to exit

Regulation

FCA interim chief executive Woolard to exit

Steps down from board on 1 October

clock 16 September 2020 •
FCA asks for views on consumer investment market in wide-ranging call for input

Regulation

FCA asks for views on consumer investment market in wide-ranging call for input

Will shape future regulatory work

clock 15 September 2020 •
Revealed: Number of adviser firms in financial difficulty during lockdown

Regulation

Revealed: Number of adviser firms in financial difficulty during lockdown

170 regulated firms

clock 02 September 2020 •
Revealed: Advice firms giving up authorised status jumps 20%

Regulation

Revealed: Advice firms giving up authorised status jumps 20%

252 firms pulled out

clock 05 August 2020 •
Most read
01

Harlequin Group boss guilty of fraud after investors lose £400m

03 August 2022 • 3 min read
02

Bank of England predicts recession as it enacts largest rate hike in 27 years

04 August 2022 • 3 min read
03

FCA tightens AR rules to cut mis-selling risk

03 August 2022 • 3 min read
04

FCA proposes changes to unsuitable pension transfer advice redress calculations

02 August 2022 • 2 min read
05

Phoenix Group to acquire Sun Life UK for £248m

04 August 2022 • 1 min read