FCA

LGBT+ adults lack confidence in financial services industry

Your profession

LGBT+ adults lack confidence in financial services industry

The community were twice as likely to disagree that they have confidence

clock 26 July 2023 • 2 min read
DAs more worried about Consumer Duty costs than networked peers

Your profession

DAs more worried about Consumer Duty costs than networked peers

The deadline for the Consumer Duty regulation is just one week away

clock 24 July 2023 • 2 min read
FCA exceeds three diversity targets amongst panels

Your profession

FCA exceeds three diversity targets amongst panels

The watchdog aims to make progress on diversity as ‘quickly as possible’

clock 24 July 2023 • 1 min read
Advisers slam FCA for 'unclear' and 'unhelpful' Consumer Duty attitude

Consumer Duty

Advisers slam FCA for 'unclear' and 'unhelpful' Consumer Duty attitude

Majority of IFAs think it has been ‘unclear, unresponsive and unhelpful’

clock 24 July 2023 • 1 min read
FCA intervention leads to 19% dip in appointed representatives

Your profession

FCA intervention leads to 19% dip in appointed representatives

FCA intervention leads to number of ARs declining in recent years

clock 24 July 2023 • 1 min read
The FSCS declares two firms in London and Kent in default

Your profession

The FSCS declares two firms in London and Kent in default

Lifeboat fund says Maymont Wealth and Cheshire Trafford have failed

clock 24 July 2023 • 1 min read
FCA revokes advice firm's permissions after failure to pay fees

Regulation

FCA revokes advice firm's permissions after failure to pay fees

Integellus Financial Services can no longer carry out regulated activities

clock 19 July 2023 • 1 min read
National Audit Office to scrutinise FCA as its responsibilities grow

Investment

National Audit Office to scrutinise FCA as its responsibilities grow

Consumer Duty a major part of watchdog's growing workload

clock 19 July 2023 • 2 min read
Vulnerable clients the focus of new Quilter adviser offering

Consumer Duty

Vulnerable clients the focus of new Quilter adviser offering

Offering comes as the FCA’s Consumer Duty deadline approaches

clock 18 July 2023 • 1 min read
FCA revokes adviser's permission after failure to submit returns

Your profession

FCA revokes adviser's permission after failure to submit returns

Denis Armitt can no longer carry out any regulated activities

clock 18 July 2023 • 1 min read