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FCA

FCA considers split fee-blocks for principal firms

Your profession

FCA considers split fee-blocks for principal firms

New consultation paper on regulatory fees and levies for 2024/25

clock 21 November 2023 • 4 min read
Unauthorised Swiss firm targeting UK clients, FCA warns

Your profession

Unauthorised Swiss firm targeting UK clients, FCA warns

FCA issues warning about Lancy-based Fidelis Wealth Management

clock 21 November 2023 • 1 min read
FCA: Firms have 'further to go' to meet upcoming ESG labelling regulation

Regulation

FCA: Firms have 'further to go' to meet upcoming ESG labelling regulation

Review ahead of final Sustainability Disclosure Requirements regulation

clock 16 November 2023 • 2 min read
Advice firm restricted by FCA after failing to pay British Steel redress

Companies

Advice firm restricted by FCA after failing to pay British Steel redress

KBFS Financial is now prevented from carrying out regulated activity

clock 15 November 2023 • 1 min read
Cost and consistency: The role of MPS post-Consumer Duty

Managed solutions

Cost and consistency: The role of MPS post-Consumer Duty

Nearly half of advisers use a third-party DFM

clock 15 November 2023 • 4 min read
Navigating troubled waters: Lessons from Blankstone Sington

Regulation

Navigating troubled waters: Lessons from Blankstone Sington

The roadmap for wealth managers in distress

clock 10 November 2023 • 10 min read
Advisers urged to use social media to 'confront real issues'

Technology

Advisers urged to use social media to 'confront real issues'

Advisers can also use social media as ‘positive force for their brand’

clock 10 November 2023 • 2 min read
UK to outline ESG ratings regulation as early as January

Investment

UK to outline ESG ratings regulation as early as January

Regulatory regime follows three-month consultation

clock 08 November 2023 • 1 min read
Former FCA chair slams proposed crypto regulation from government

Regulation

Former FCA chair slams proposed crypto regulation from government

Charles Randell chaired the regulator between 2018 and 2022

clock 06 November 2023 • 2 min read
FCA bans 'incompetent' adviser over British Steel transfers

Companies

FCA bans 'incompetent' adviser over British Steel transfers

Geoffrey Armin to pay £200,000 to FSCS after £4m handed out in redress

clock 03 November 2023 • 2 min read
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