FCA

Modern compliance concerns in the WhatsApp era

Deal is part of inorganic growth strategy

Important milestone to a more accessible advice regime

Firm has not been authorised by the FCA since November 2021

‘How can the industry flourish when there is so much red tape?’

Regulator says it has 'more work to do' to achieve targets

Regulator did not impose a financial penalty on the insolvent firm

Comes after the watchdog pledged to keep a better eye on the sector

Taking an in depth look at the consumer support pillar in context

Wellington Court Financial Services cannot carry out regulated activity