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FCA

FCA warns about advice 'influencers' with new social media proposals

Your profession

FCA warns about advice 'influencers' with new social media proposals

New guidance aimed at combatting illegal financial promotions

clock 17 July 2023 • 3 min read
Platforms quizzed by FCA on Consumer Duty preparation

Your profession

Platforms quizzed by FCA on Consumer Duty preparation

30 platforms given days before the Consumer Duty deadline to respond

clock 14 July 2023 • 1 min read
The FCA's questions to investment platforms on their cash margins

Your profession

The FCA's questions to investment platforms on their cash margins

Platforms must respond to the FCA’s letter by 27 July

clock 13 July 2023 • 3 min read
Staying on top of value assessments under Consumer Duty

Consumer Duty

Staying on top of value assessments under Consumer Duty

The challenge comes via the subjective nature of the term 'value'

clock 13 July 2023 • 4 min read
FCA review confirms investment pathways working 'as intended'

Regulation

FCA review confirms investment pathways working 'as intended'

No changes to initiative but industry called to better support savers

clock 12 July 2023 • 3 min read
FCA enforcement activity against firms on the decline

Your profession

FCA enforcement activity against firms on the decline

‘The FCA may be adopting a lighter regulatory touch’

clock 10 July 2023 • 2 min read
Complaint against French firm with UK operations dismissed

Your profession

Complaint against French firm with UK operations dismissed

Claims the parent of a French firm that gave poor advice operates in the UK

clock 07 July 2023 • 2 min read
FCA pushes back against ESG labelling scheme criticism

Green

FCA pushes back against ESG labelling scheme criticism

FCA's Sacha Sadan was speaking at Morningstar's conference

clock 05 July 2023 • 2 min read
FCA's Sacha Sadan reacts to criticisms of labelling scheme

Your profession

FCA's Sacha Sadan reacts to criticisms of labelling scheme

The FCA has 'many powers' to stop greenwashing

clock 05 July 2023 • 3 min read
DD Hub upgrades adviser research and due diligence system

Technology

DD Hub upgrades adviser research and due diligence system

To streamline due diligence and tackle foreseeable harms

clock 05 July 2023 • 2 min read
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