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FCA

The FOS is not perfect, but the alternatives are definitely worse

Regulation

The FOS is not perfect, but the alternatives are definitely worse

‘Peace of mind comes with a safety net, no matter how imperfect’

clock 05 July 2023 • 4 min read
FCA fines and bans British Steel adviser over unsuitable advice

Your profession

FCA fines and bans British Steel adviser over unsuitable advice

Paul Steel has been ordered to pay the FSCS £850,000 to cover compensation costs

clock 04 July 2023 • 1 min read
Advisers warned not to be 'Consumer Duty zombies'

Consumer Duty

Advisers warned not to be 'Consumer Duty zombies'

PIMFA calls on advice firms to access Consumer Duty resources

clock 04 July 2023 • 1 min read
Consumer Duty: Firms encouraged to document abandoned changes

Consumer Duty

Consumer Duty: Firms encouraged to document abandoned changes

Last minute check list for advisers to consider over the next few weeks

clock 03 July 2023 • 2 min read
Fewer retirees taking regulated advice on decumulation options

Income

Fewer retirees taking regulated advice on decumulation options

Analysis of FCA product data showed drop in last five years

clock 03 July 2023 • 2 min read
Consumer Duty: Advisers and providers are 'all in this together'

Consumer Duty

Consumer Duty: Advisers and providers are 'all in this together'

'Working to help each other deliver better outcomes for customers'

clock 30 June 2023 • 4 min read
Manchester advice firm declares in default by the FSCS

Your profession

Manchester advice firm declares in default by the FSCS

The lifeboat fund received eight claims against the firm

clock 29 June 2023 • 1 min read
Top five adviser FAQs in final countdown to Consumer Duty

Consumer Duty

Top five adviser FAQs in final countdown to Consumer Duty

One month to go until Consumer Duty implementation

clock 29 June 2023 • 4 min read
Nearly a quarter of firms 'still have work to do' ahead of Consumer Duty

Your profession

Nearly a quarter of firms 'still have work to do' ahead of Consumer Duty

Retail finance providers and debt advice firms scored consistently lower than others

clock 28 June 2023 • 1 min read
Adviser who racked up £2m in British Steel DB transfer fees banned

Regulation

Adviser who racked up £2m in British Steel DB transfer fees banned

Carried out hundreds of transfers from BSPS in four months in 2017

clock 28 June 2023 • 1 min read
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