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FCA

FCA revokes passported Irish firm's temporary permissions

Regulation

FCA revokes passported Irish firm's temporary permissions

Wellington Court Financial Services cannot carry out regulated activity

clock 09 October 2023 • 1 min read
FCA bans incompetent IFA Simon Hughes over British Steel advice

Regulation

FCA bans incompetent IFA Simon Hughes over British Steel advice

Hughes to pay FSCS £158,000 but lifeboat fund paid out £8.4m to clients

clock 03 October 2023 • 2 min read
FCA raises concerns over platform fees in Dear CEO letter

Your profession

FCA raises concerns over platform fees in Dear CEO letter

The regulator outlines ‘key harms’ in letter to platform bosses

clock 02 October 2023 • 1 min read
FCA fines Darren Reynolds £2.2m over British Steel transfers

Your profession

FCA fines Darren Reynolds £2.2m over British Steel transfers

Darren Reynolds and Andrew Deeney are banned from financial services

clock 28 September 2023 • 2 min read
FSCS declares Cardiff-based advice firm in default

Your profession

FSCS declares Cardiff-based advice firm in default

David Craig was officially declared failed on 25 September

clock 26 September 2023 • 1 min read
FCA and PRA launch consultation to improve D&I in financial services

Your profession

FCA and PRA launch consultation to improve D&I in financial services

The regulators aim to highlight non-financial misconduct

clock 25 September 2023 • 4 min read
Advice/guidance review may trigger regulatory framework overhaul

Your profession

Advice/guidance review may trigger regulatory framework overhaul

The advice/guidance boundary review is centred on four key consumer harms

clock 22 September 2023 • 1 min read
Peer-to-peer market grows as advisers seek further diversification

Property Investment

Peer-to-peer market grows as advisers seek further diversification

Exploring Defaqto data on peer-to-peer market

clock 22 September 2023 • 4 min read
Advisers have an 'awful lot left to do' on Consumer Duty 'journey'

Consumer Duty

Advisers have an 'awful lot left to do' on Consumer Duty 'journey'

Advisers are ‘not there yet’ with the FCA’s regulation

clock 21 September 2023 • 1 min read
FCA cancels advice firm's permissions over £11,000 unpaid fees

Regulation

FCA cancels advice firm's permissions over £11,000 unpaid fees

Failed to do business in a 'sound and prudent' manner

clock 21 September 2023 • 1 min read
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