FCA

Regulator wraps up 30 British Steel advice firm investigations

Regulation

Regulator wraps up 30 British Steel advice firm investigations

Majority of investigated firms await final decision notices

clock 27 June 2023 • 2 min read
FCA warns firms to 'do better' to meet customer demands around culture

Your profession

FCA warns firms to 'do better' to meet customer demands around culture

Emily Shepperd says the expectations of firms are ‘evolving’

clock 27 June 2023 • 1 min read
Consumer Duty: What the latest milestone means for advisers

Consumer Duty

Consumer Duty: What the latest milestone means for advisers

Statements of target markets and the steps to take

clock 26 June 2023 • 4 min read
FCA bans British Steel adviser from providing pensions advice

Your profession

FCA bans British Steel adviser from providing pensions advice

County Capital Wealth Management’s Mark Abley fined £106,100

clock 26 June 2023 • 1 min read
Is Consumer Duty the 'happily ever after' of pensions?

Consumer Duty

Is Consumer Duty the 'happily ever after' of pensions?

More support for responsible pension saving

clock 26 June 2023 • 4 min read
Consumer Duty has the ability to be 'incredibly positive' for clients

Consumer Duty

Consumer Duty has the ability to be 'incredibly positive' for clients

Advisers face challenge of providing evidence of fair value in their work

clock 22 June 2023 • 1 min read
Pensions dashboard delay labelled 'hugely disappointing'

Your profession

Pensions dashboard delay labelled 'hugely disappointing'

The Pensions Dashboards Programme was delayed earlier this month

clock 21 June 2023 • 1 min read
Clients want sustainability labels when investing

Your profession

Clients want sustainability labels when investing

‘A lot of pressure’ on asset managers to provide more ESG labels on funds

clock 21 June 2023 • 2 min read
Consumer Duty consistency: Unlocking the power of digital

Consumer Duty

Consumer Duty consistency: Unlocking the power of digital

At the heart of Consumer Duty is ‘consistency of process'

clock 21 June 2023 • 2 min read
Advisers told to ramp up stress testing ahead of Consumer Duty

Consumer Duty

Advisers told to ramp up stress testing ahead of Consumer Duty

Consumer Duty regulation ‘brings a paradigm shift’ to the world of advice

clock 19 June 2023 • 1 min read