FCA

Latest ‘Dear CEO’ letter lays out regulatory concerns

‘Advisers should be aiming to go above and beyond these labels’  

The lifeboat fund says it is likely to meet losses after WealthTek’s collapse

Industry-wide review of SFDR undertaken

Gainsborough Financial Services can no longer carry out regulated activities

Keith Dickinson and Andrew Allen are banned from giving pensions advice

Third part in Consumer Duty series highlighting key adviser issues

Approvals for unregulated firms will be required

The Official Receiver will be the liquidator of Independently East

A complex and often subjective area for planners