FCA

Two warning notices have been issued to unnamed individuals

Many fair value assessments found to not be relying on solid data

AI to help small firms present ‘more manageable interface’ with the FCA

Firms can identify areas of improvement with the new tool

FCA asks firms about ongoing services in response to Consumer Duty

The watchdog records 17% surge in interventions to protect consumers

Floris Jakobus Huisamen ‘recklessly signed off hundreds of promotions’

Advice practice formerly traded as Tom Carroll Associates FP

Advisers ‘increasingly leaning into tech’ according to a recent report

Chester Financials is promoting services without permission