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FCA

FCA's 'polluter pays' regulation will add to DB transfer advice burden

Regulation

FCA's 'polluter pays' regulation will add to DB transfer advice burden

‘It will increase the regulatory and financial burden for advice firms’

clock 01 December 2023 • 2 min read
Could Consumer Duty push asset managers out of UK retail market?

Consumer Duty

Could Consumer Duty push asset managers out of UK retail market?

Compliance will weigh more on those with global businesses and offerings

clock 01 December 2023 • 10 min read
FCA's SDR regulation will 'make advisers sit up and listen'

Regulation

FCA's SDR regulation will 'make advisers sit up and listen'

‘There has to be a fundamental re-educating of the adviser community’

clock 30 November 2023 • 4 min read
FCA's 'polluter pays' consultation: 'Wary' IFAs raise questions

Regulation

FCA's 'polluter pays' consultation: 'Wary' IFAs raise questions

Small advice firms may not get ‘outcome they desire’

clock 29 November 2023 • 7 min read
'Hardened' PII market could thaw under FCA capital redress plans

Regulation

'Hardened' PII market could thaw under FCA capital redress plans

‘Polluter pays’ redress model could improve adviser PPI access

clock 29 November 2023 • 3 min read
FCA proposes 'polluter pays' investment advice redress framework

Regulation

FCA proposes 'polluter pays' investment advice redress framework

Investment advisers that give bad advice to hold capital for redress

clock 29 November 2023 • 3 min read
FCA establishes working group to support advice industry with SDR

Regulation

FCA establishes working group to support advice industry with SDR

The regulator will explore how to clarify its expectations for advisers

clock 28 November 2023 • 3 min read
FCA bans and fines two advisers over British Steel transfers

Companies

FCA bans and fines two advisers over British Steel transfers

Nigel Lewis and Susan Jones are both banned from giving pensions advice

clock 27 November 2023 • 2 min read
FCA speaks on how it is considering AI to improve its processes

Technology

FCA speaks on how it is considering AI to improve its processes

The regulator is looking to find opportunities from new technology

clock 27 November 2023 • 1 min read
Exploring the FCA's non-workplace pension cash warning contradiction

Pensions

Exploring the FCA's non-workplace pension cash warning contradiction

Unadvised clients could seek advice after getting cash warning

clock 24 November 2023 • 5 min read
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