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FCA

Majority of advisers fear Consumer Duty will widen advice gap

Consumer Duty

Majority of advisers fear Consumer Duty will widen advice gap

FCA set to explore simplified regimes in bid to close the advice gap

clock 03 August 2023 • 2 min read
How can technology aid advisers with Consumer Duty compliance?

Consumer Duty

How can technology aid advisers with Consumer Duty compliance?

A look at the key technologies supporting financial advisers

clock 02 August 2023 • 6 min read
FSCS expects to pay out claims against collapsed WealthTek

Regulation

FSCS expects to pay out claims against collapsed WealthTek

FSCS expects to cover WealthTek losses in next few weeks

clock 02 August 2023 • 1 min read
FSCS declares Leeds-based advice firm Temple Park in default

Your profession

FSCS declares Leeds-based advice firm Temple Park in default

Temple Park Financial Services can no longer provide regulated activities

clock 01 August 2023 • 1 min read
Advisers can expect scrutiny from FCA on Consumer Duty

Consumer Duty

Advisers can expect scrutiny from FCA on Consumer Duty

‘The 31st July milestone is the beginning, not the end’

clock 31 July 2023 • 1 min read
Hello and welcome to 31 July. Entering the next chapter of regulation…

Consumer Duty

Hello and welcome to 31 July. Entering the next chapter of regulation…

Consumer Duty has officially come into play after a two-year wait

clock 31 July 2023 • 4 min read
Consumer Duty: Final thoughts and ensuring ongoing compliance

Consumer Duty

Consumer Duty: Final thoughts and ensuring ongoing compliance

Reviewing the key rules and considerations on deadline day

clock 31 July 2023 • 4 min read
FCA and other regulators scrap £10k compensation cap

Regulation

FCA and other regulators scrap £10k compensation cap

A revised scheme will apply from 1 November 2023

clock 27 July 2023 • 1 min read
More women vulnerable and lacking confidence in financial services

Your profession

More women vulnerable and lacking confidence in financial services

FCA’s latest survey outlines disparities between sexes and ethnic groups

clock 26 July 2023 • 1 min read
More adults turning to IFAs with four million taking advice in 2022

Your profession

More adults turning to IFAs with four million taking advice in 2022

Three quarters of advised adults use an IFA from a financial advice firm

clock 26 July 2023 • 1 min read
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