For adviser firms looking to future-proof their operations, investing in RegTech is not just an option but a necessity to thrive in an increasingly regulated and data-centric environment, writes Chris Davies
The financial advisory sector is undergoing significant transformation. As the Financial Conduct Authority (FCA) outlines in its latest Dear CEO letter, financial advisers and investment intermediaries must adopt robust strategies to ensure they meet regulatory expectations while navigating an evolving market. The FCA's focus on data-led approaches highlights the importance of RegTech (regulatory technology) as a key enabler for firms to stay compliant and competitive. Here's how RegTech supports firms in a data-centric regulatory landscape and ensures adviser firms can meet ongoing FCA ...
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