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FCA

British Steel redress complaint dismissed by commissioner

Your profession

British Steel redress complaint dismissed by commissioner

Claims nothing can be done about the ‘unfair’ redress calculation policy

clock 10 January 2024 • 1 min read
FCA doubles cancellation of non-compliant firms

Your profession

FCA doubles cancellation of non-compliant firms

The regulator cancels over 1,200 firms and cracks down on misleading adverts

clock 02 January 2024 • 1 min read
Polluter pays: Three things for and against FCA plans

Regulation

Polluter pays: Three things for and against FCA plans

'Regulator is to be congratulated for grasping the nettle'

clock 13 December 2023 • 5 min read
Goodbye guidance: A new shape for advice and client support

Regulation

Goodbye guidance: A new shape for advice and client support

'At just 62 pages it's a mere novella compared to most of the watchdog's output'

clock 12 December 2023 • 8 min read
Adviser argues for TPR/FCA merger after Consumer Duty 'failure'

Consumer Duty

Adviser argues for TPR/FCA merger after Consumer Duty 'failure'

Karen Ritchie wonders if The Pensions Regulator has ‘had its day’

clock 12 December 2023 • 3 min read
FCA raises alarm on platforms' handling of customer interest

Your profession

FCA raises alarm on platforms' handling of customer interest

Regulator cracks down on investment platforms for ‘double dipping’

clock 12 December 2023 • 1 min read
FCA's advice/guidance review: 'Boundaries must not be blurred'

Regulation

FCA's advice/guidance review: 'Boundaries must not be blurred'

‘It is vital that financial advice is not diluted’

clock 11 December 2023 • 5 min read
FCA plans 'new form of simplified advice' in advice/guidance review

Regulation

FCA plans 'new form of simplified advice' in advice/guidance review

The regulator and HM Treasury set three proposals as part of major review

clock 08 December 2023 • 6 min read
FCA slams financial promotion exemptions for HNW individuals

Regulation

FCA slams financial promotion exemptions for HNW individuals

Regulator says the exemptions result in consumer harm

clock 07 December 2023 • 2 min read
'Targeted, intrusive and assertive': The FCA's new pro-active approach

Regulation

'Targeted, intrusive and assertive': The FCA's new pro-active approach

Latest Dear CEO letter from regulator speaks volumes

clock 04 December 2023 • 4 min read
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