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FCA

FCA orders £155,000 compensation from two British Steel advisers

Companies

FCA orders £155,000 compensation from two British Steel advisers

Keith Dickinson and Andrew Allen are banned from giving pensions advice

clock 13 September 2023 • 1 min read
Consumer Duty outcomes: Evidencing client understanding

Consumer Duty

Consumer Duty outcomes: Evidencing client understanding

Third part in Consumer Duty series highlighting key adviser issues

clock 12 September 2023 • 4 min read
FCA unveils enhanced screening checks for financial adverts

Regulation

FCA unveils enhanced screening checks for financial adverts

Approvals for unregulated firms will be required

clock 12 September 2023 • 2 min read
Advice firm enters liquidation following FCA probe

Your profession

Advice firm enters liquidation following FCA probe

The Official Receiver will be the liquidator of Independently East

clock 12 September 2023 • 1 min read
How advisers can best meet the needs of vulnerable clients

Consumer Duty

How advisers can best meet the needs of vulnerable clients

A complex and often subjective area for planners

clock 11 September 2023 • 3 min read
Woodford investors set for early 2024 payout if scheme passes

Investment

Woodford investors set for early 2024 payout if scheme passes

The dealing for voting has been set as as 4 December

clock 07 September 2023 • 4 min read
Consumer Duty clues clear in FCA work on retirement income

Your profession

Consumer Duty clues clear in FCA work on retirement income

January survey ‘provides insights into future FCA expectations’

clock 31 August 2023 • 2 min read
Advisers face more FCA scrutiny on 'suspicious' DB transfers

Regulation

Advisers face more FCA scrutiny on 'suspicious' DB transfers

Advisers 'need to be aware' that FCA is keen to collect data

clock 30 August 2023 • 2 min read
How the FCA is lagging behind on crypto regulation

Regulation

How the FCA is lagging behind on crypto regulation

FCA estimates 5 million people in the UK hold cryptocurrency

clock 21 August 2023 • 3 min read
How advisers can use higher interest rates to offset platform charges

Wrap/platforms

How advisers can use higher interest rates to offset platform charges

Reducing 'fee drag' on client's portfolio performance

clock 18 August 2023 • 3 min read
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