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FCA

Income

Income drawdown: Putting the right advice process in place

Income drawdown is growing in popularity. Vince Smith-Hughes looks at the process advisers should adopt when advising in this area.

clock 20 February 2014 • 6 min read

Regulation

Ex-Tenet director in talks with broker over long-stop alternative cover

Ex-Tenet director Geoffrey Clarkson and broker Marsh UK are in talks about putting together a solution that would free advisers from their life long consumer complaint liabilities.

clock 20 February 2014 •

Income

Does the FCA's annuity review go far enough?

The results of the FCA's thematic review of the annuity market highlight the need for urgent reform of the at-retirement market. However, Helen Morrissey asks if the review goes far enough?

clock 19 February 2014 •

Regulation

Authorised firm numbers down but recovering

The number of authorised firms is lower than it was in December 2012, but has risen since hitting a post-Retail Distribution Review (RDR) floor last April, according to figures from the Financial Conduct Authority (FCA).

clock 19 February 2014 •

Regulation

IMA open to 'radical change' as it addresses dealing commission conflicts

The Investment Management Association (IMA) has said it is open to the prospect of 'radical change' as it sets out recommendations for the use of dealing commission to purchase investment research.

clock 18 February 2014 •

Regulation

FCA board 'concerned' about its staff's rush to exit; mulls review into decision making

The executive board of the Financial Conduct Authority (FCA) is concerned about the rate at which its staff leave the organisation, and is also considering an independent review into its decision making processes, minutes of its latest meeting have revealed....

clock 18 February 2014 •

Wrap/platforms

Tomorrow's world: What will mass-market advice look like in 25 years?

How will mass-market advice be delivered in 25 years?

clock 18 February 2014 •

Regulation

'Unauthorised' investment scheme appeals court verdict

At least one of the two 'alternative' investment schemes declared unlawful by the High Court in a case filed by the Financial Conduct Authority (FCA), has been cleared to appeal the decision.

clock 18 February 2014 •

Regulation

FCA wins High Court case against 'unlawful' investments

The Financial Conduct Authority (FCA) has won its battle against two unauthorised investment schemes after the High Court ruled they were to be classed as collectives and therefore must be regulated.

clock 17 February 2014 •

Regulation

Webb wants one-year annuity 'cooling off period'

Retirees could be given the chance to switch annuity providers during a one year ‘cooling off period' after agreeing a contract, the pensions minister says.

clock 17 February 2014 •
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