professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Professional Adviser IQ
  • Events
  • More

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter
    • Sophia Panayi

    Featured Content

    • Cost of Living
    • Partner Insight
    • Professional Adviser IQ

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
    • Investment IQ
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FCA

Regulation

Yorkshire Building Society to refund £8.4m for arrears charging errors

Yorkshire Building Society Group is to refund all administration fees for mortgage arrears since January 2009 - totalling some £8.4m - after the Financial Conduct Authority (FCA) raised concerns about incorrect charges.

clock 17 February 2014 •

Regulation

The curious case of Benjamin Wilson: How an IFA uncovered a multi-million pound trading scandal

How an IFA uncovered a multi-million pound trading scandal

clock 14 February 2014 •

Regulation

Rogue 'maestro' trader sentenced to seven years in prison

A scam artist who tricked investors into believing he was a trading genius was today sentenced to seven years in prison at Southwark Crown Court.

clock 14 February 2014 •

Your profession

Quick Quiz of the week's news

How much do you remember from the last seven days in financial services?

clock 14 February 2014 •

Income

FCA finds 'poor practice' on all annuity price comparison websites

Poor practice has been discovered on all annuity price comparison websites by the Financial Conduct Authority (FCA).

clock 14 February 2014 •

Income

Annuity 'sales conduct' under scrutiny as FCA investigation continues

The conduct of pension providers' annuity sales teams will form a large part of the Financial Conduct Authority's (FCA's) continuing investigation into the retirement income market.

clock 14 February 2014 •

Income

FCA annuity review does not go far enough

The FCAs' thematic review of the annuity market has been criticised as not going far enough fast enough.

clock 14 February 2014 •

Regulation

FCA fines insurance intermediary £30m for catalogue of errors

The Financial Conduct Authority (FCA) has fined insurance intermediary HomeServe Membership Limited (HML) £30.6m for breaching a series of principles including incentivising sales over quality .

clock 13 February 2014 •

Income

Clampdown and clarity: Can the FCA annuity review deliver?

What does the industry want from the FCA annuity paper?

clock 13 February 2014 •

Regulation

Aviva axes life broker hospitality after FCA inducement guidelines

Aviva has withdrawn its corporate hospitality events for its life distributors following the release of the Financial Conduct Authority's (FCA) final guidance on inducements and conflicts of interests.

clock 11 February 2014 •
362363364
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fca