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FCA

Your profession

Adviser charging: Fair or foul?

Adviser charging: How has it affected advisory firms and what is fair for clients, Fiona Murphy asks.

clock 11 February 2014 •

Income

Fidelity completes Annuity Direct buy out deal

Annuity Direct is now under the ownership of Fidelity Worldwide Investment after the deal to buy the retirement specialist was approved by financial regulators.

clock 11 February 2014 •

Regulation

Pension heavyweights to audit legacy DC scheme value for money

A panel of pension experts has been appointed to carry out the audit of high cost and legacy defined contribution (DC) workplace schemes, prompted by last year's Office of Fair Trading (OFT) investigation.

clock 11 February 2014 •

Regulation

More than 5,000 suspensions in financial services since crisis

More than 5,000 financial advisers, brokers and bankers have been sacked or suspended since the beginning of the financial crisis, according to Financial Conduct Authority (FCA) figures.

clock 11 February 2014 •

Regulation

FCA finds no major transition management flaws despite £23m State Street fine

The transition management industry does not warrant large-scale Financial Conduct Authority (FCA) intervention despite State Street being fined almost £23m for overcharging clients.

clock 10 February 2014 •

Your profession

Quick Quiz of the week's news

How much can you remember from the last seven days in financial services?

clock 07 February 2014 •

Regulation

FCA adds former Goldman Sachs MD to supervision unit

The Financial Conduct Authority (FCA) has appointed former Goldman Sachs managing director James Kelly as an adviser in its wholesale banking and investment management division within the supervision unit.

clock 07 February 2014 •

Adviser tips

So, what can advisers accept from providers?

Examining what final FCA guidance on inducements and conflicts of interest means for advisers...

clock 06 February 2014 •

Adviser tips

Crowdfunding: Trial and regulation

Will regulation make crowdfunding more adviser-friendly?

clock 05 February 2014 •

Regulation

Money Advice Service reports growing customer base

The Money Advice Service (MAS) has reported a steadily growing customer base in the last year, and said it had reached ten million contacts by the end of 2013.

clock 05 February 2014 •
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