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FCA

Regulation

Life settlements firm EEA points complainants towards advisers

EEA Group, the company behind the EEA Life Settlements fund, is urging investors who believe they were mis-sold the product to complain to the intermediaries who arranged the sale, following an alert by the Financial Conduct Authority (FCA).

clock 25 September 2014 •

Regulation

FCA about-turns on IFA referrals to specialists

A financial advisory business can permit its advisers to refer clients to specialist colleagues within the company and remain independent, following an about-turn by the Financial Conduct Authority (FCA).

clock 25 September 2014 •

Regulation

FCA data offers evidence of declining adviser claims

Does latest FCA data offer further evidence of declining adviser claims?

clock 25 September 2014 •

Regulation

Barclays, Fidelity and HSBC top FCA investment complaints list

Barclays, Fidelity and HSBC have been flagged by the Financial Conduct Authority (FCA) as the most complained about firms for investments in the first half of 2014.

clock 25 September 2014 •

Your profession

Towry latest firm to join APFA

Wealth manager Towry is the latest firm to join the Association of Professional Financial Advisers (APFA).

clock 24 September 2014 •

Regulation

FCA bans adviser over fake mortgage applications

The Financial Conduct Authority (FCA) has banned an investment and mortgage adviser for submitting fake and misleading mortgage applications.

clock 24 September 2014 •

Regulation

FCA invites complaints on EEA Life Settlements advice

The Financial Conduct Authority (FCA) is inviting investors in the EEA Life Settlements fund who bought directly or via a financial adviser to consider making a complaint as it believes some are "likely to have been mis-sold the product".

clock 24 September 2014 •

Regulation

Barclays hit with £38m FCA fine

The Financial Conduct Authority (FCA) has fined Barclays a record £38m for failing to adequately protect clients' custody assets worth £16.5bn.

clock 23 September 2014 •

Economics / Markets

FCA to investigate Tesco after £250m accounting error

The Financial Conduct Authority will conduct an investigation into Tesco after the firm overstated its estimated half-year profits by £250m.

clock 22 September 2014 •

Income

Govt should stump up cash for guidance guarantee's first year - MGM Advantage

The government should pay for the guidance guarantee's first year of operation instead of charging the industry through a levy, according to MGM Advantage.

clock 22 September 2014 •
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