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FCA

Regulation

Percival: 'Firms looking to keep regulator happy annoy me'

Technical specialist at the Financial Conduct Authority (FCA) Rory Percival said he is "annoyed" by firms who are "looking to keep the regulator happy", as he admits the watchdog has a better job to do to dispel myths around its expectations.

clock 02 October 2014 •

Regulation

FCA to probe Tesco £250m profits accounting error

The Financial Conduct Authority (FCA) has opened an investigation after Tesco admitted it had overstated its half-year profits by £250m.

clock 01 October 2014 •

Your profession

Network boss calls on FCA to mandate full investment charge disclosure

Ian Cooke, chief executive of network Best Practice IFA Group, has called on regulation to force asset managers to disclose their entire charges transparently.

clock 01 October 2014 •

Regulation

Investment adviser charged with £1m fraud

A financial adviser has been charged with 12 counts of fraud amounting to more than £1m.

clock 30 September 2014 •

Regulation

FCA to 'ban all corporate entertainment' for advisers - lawyer

A top regulatory lawyer has warned the Financial Conduct Authority (FCA) could eventually ban all forms of corporate entertainment for advisers by asset managers.

clock 30 September 2014 •

Regulation

FCA charges ex-Morrisons treasurer with insider dealing

The Financial Conduct Authority (FCA) has charged the former treasurer and head of tax at supermarket giant Morrisons with insider dealing.

clock 29 September 2014 •

Regulation

FCA says adviser costs could halve as it simplifies rules for RMAR reporting

The Financial Conduct Authority (FCA) has confirmed changes to the way it collects data from advisers in order to simplify the process, including by allowing them to report charging data on either a cash received or accruals accounting basis.

clock 29 September 2014 •

Regulation

FCA warns of rise in firm cloning

The Financial Conduct Authority (FCA) has warned it has seen an increase in the number of regulated firms being cloned and wants firms to stay alert to the danger.

clock 29 September 2014 •

Regulation

Simplified advice: FCA urged to rethink stance on 'priority needs'

Simplified advice should not be restricted to those who have cleared their debts and had other ‘priority needs' met if the Financial Conduct Authority (FCA) is serious about closing the advice gap, according to a law firm.

clock 26 September 2014 •

Regulation

FCA creates 15-strong supervision team to inspect retail funds

The Financial Conduct Authority (FCA) has created a dedicated fund supervision unit to regulate and monitor individual retail funds for the first time, in a bid to better safeguard investors and consumers.

clock 26 September 2014 •
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