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FCA

Pensions

APFA: Disproportionate guidance guarantee levy must be changed

Guidance guarantee levy plans will hit advisers ‘disproportionately' hard and in turn increase costs for consumers, according to the Association of Professional Financial Advisers (APFA).

clock 18 September 2014 •

Your profession

You can't please all of the people all of the time... Advisers' views on APFA 15 years on

You can’t please all of the people all of the time... Advisers' views on APFA 15 years on

clock 18 September 2014 • 6 min read

Regulation

FCA freezes accounts of three debt management firms

The Financial Conduct Authority (FCA) has frozen the bank accounts of three debt management firms to protect customers' money.

clock 18 September 2014 •

Regulation

'Wise up': APFA council member Neil Liversidge on why APFA matters

Neil Liversidge on why advisers should 'wise up' to the benefits of joining the body...

clock 18 September 2014 •

Regulation

Chris Hannant comes out fighting: 'APFA is punching above its weight'

Chris Hannant comes out fighting: ‘APFA is punching above its weight’

clock 18 September 2014 •

Regulation

Three's a charm: Why firms are failing on financial promotions

Three's a charm: Why firms are failing on financial promotions

clock 17 September 2014 • 5 min read

Regulation

APFA challenges 'inefficient' FCA to cut annual budget up to 2% a year

The Financial Conduct Authority (FCA) should freeze or reduce its annual budget in a self-imposed efficiency drive to cut regulation costs, Chris Hannant has said.

clock 16 September 2014 •

Regulation

'Safe as houses': The lies of an ex-SJP man who promised the earth

'Safe as houses': The lies of the ex-SJP man who promised the earth

clock 16 September 2014 • 3 min read

Pensions

Here we go again… What did we learn from the third SIPP thematic review?

Here we go again… What did we learn from the third SIPP thematic review?

clock 16 September 2014 •

Regulation

FCA bans ex-St James's Place senior partner over conflict of interest

The Financial Conduct Authority (FCA) has banned and fined £300,000 a former senior partner of St James's Place (SJP) after clients lost out investing in companies he controlled.

clock 16 September 2014 •
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