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FCA

FCA removes 30-minute time requirement for structured CPD activities

Your Business

FCA removes 30-minute time requirement for structured CPD activities

CII outlines range of examples of ‘bite-sized’ activities advisers can combine

clock 30 November 2022 • 2 min read
Consumer Duty rules define 5.6 million as 'vulnerable investors'

Regulation

Consumer Duty rules define 5.6 million as 'vulnerable investors'

Health, life events and financial resilience play a factor

clock 30 November 2022 • 1 min read
What's in a name? Why 'guidance' should be 'tailored information'

Your profession

What's in a name? Why 'guidance' should be 'tailored information'

Anything but 'guidance' should be used

clock 29 November 2022 • 4 min read
FCA opens consultation on 2023/24 fees and levies proposals

Adviser tips

FCA opens consultation on 2023/24 fees and levies proposals

Consultation opened on how the regulator will be funded for 2023/24

clock 29 November 2022 • 5 min read
PFS warns FOS on BSPS and reminds 'half of transfers were suitable'

Pensions

PFS warns FOS on BSPS and reminds 'half of transfers were suitable'

Body says consumers may end up paying bills ‘not justified by facts’

clock 28 November 2022 • 1 min read
Consumer Duty: Will it 'fix' financial services once and for all?

Regulation

Consumer Duty: Will it 'fix' financial services once and for all?

'Consumer Duty may not the cure-all that FCA would like to see'

clock 28 November 2022 • 4 min read
What the regulator's ESG 'label regime' means for advisers

Regulation

What the regulator's ESG 'label regime' means for advisers

Aims to improve trust in sustainable investment products

clock 25 November 2022 • 3 min read
FCA warns of 'inaccurate' information from Hartley Pensions

Pensions

FCA warns of 'inaccurate' information from Hartley Pensions

Pension director email claims customers’ pension funds at risk

clock 24 November 2022 • 2 min read
PFS introduces Consumer Duty good practice adviser guide   

Regulation

PFS introduces Consumer Duty good practice adviser guide   

Guidance to help firms carry out Consumer Duty in a practical way

clock 23 November 2022 • 4 min read
FSCS declares Cardiff-based British Steel adviser firm in default

Regulation

FSCS declares Cardiff-based British Steel adviser firm in default

The lifeboat fund received 12 claims related to pension transfer advice

clock 23 November 2022 • 2 min read
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