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FCA

'Layers of complexity': Will green fund labels do the job?

Regulation

'Layers of complexity': Will green fund labels do the job?

Introduction of three mutually exclusive fund labels

clock 23 November 2022 • 4 min read
FCA group to develop code of conduct for ESG data, ratings providers

Green

FCA group to develop code of conduct for ESG data, ratings providers

The group will aim to meet for the first time later this year

clock 22 November 2022 • 1 min read
Consumer Duty: Action points and pension questions

Regulation

Consumer Duty: Action points and pension questions

Consumer Duty may override 'confines of contractual relationship'

clock 22 November 2022 • 7 min read
Investment labels: Is it the role of the regulator or the market?

Regulation

Investment labels: Is it the role of the regulator or the market?

Paper raises difficult questions for the regulator

clock 21 November 2022 • 8 min read
'Elephant in the jungle': FCA chief addresses Consumer Duty worries

Regulation

'Elephant in the jungle': FCA chief addresses Consumer Duty worries

FCA has overcome ‘biggest stumbling blocks’ in rule implementation

clock 17 November 2022 • 4 min read
Ex-FCA chair warns FSM Bill 'risks regulators' independence'

Regulation

Ex-FCA chair warns FSM Bill 'risks regulators' independence'

Charles Randell calls to leave institutions alone

clock 16 November 2022 • 2 min read
FCA aims to quell claims company concerns with phoenixing rule revamp

Regulation

FCA aims to quell claims company concerns with phoenixing rule revamp

CEO Rathi responds to the Financial Services Panel’s annual report

clock 15 November 2022 • 2 min read
Eight financial services firms enter liquidation after FCA action

Regulation

Eight financial services firms enter liquidation after FCA action

Action follows several winding up petitions launched by the FCA

clock 14 November 2022 • 2 min read
Consumer Duty: The importance of asking clients the right questions

Regulation

Consumer Duty: The importance of asking clients the right questions

How do you evidence something like understanding?

clock 14 November 2022 • 3 min read
FCA, TPR, Maps warn again on scams and urge against pension panic

Pensions

FCA, TPR, Maps warn again on scams and urge against pension panic

Scam-fighting bodies tell savers to seek guidance for protection

clock 11 November 2022 • 3 min read
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