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FCA

SIPP operator Corporate & Professional goes bust over FOS claims

Regulation

SIPP operator Corporate & Professional goes bust over FOS claims

Linked to FOS decisions

clock 02 February 2022 • 1 min read
FCA staff vote in favour of strike action over pay cut proposals

Regulation

FCA staff vote in favour of strike action over pay cut proposals

87% in favour of industrial action

clock 01 February 2022 • 2 min read
Direct Line CEO succeeds Quilter's Paul Feeney as FCA practitioner panel chair

Regulation

Direct Line CEO succeeds Quilter's Paul Feeney as FCA practitioner panel chair

From 1 March

clock 31 January 2022 • 1 min read
Mark Greenwood: What's on the regulatory horizon for 2022?

Your Business

Mark Greenwood: What's on the regulatory horizon for 2022?

Forward planning for business owners

clock 28 January 2022 • 4 min read
FSCS declares British Steel and Elysian Fuels-linked adviser firm in default

Your profession

FSCS declares British Steel and Elysian Fuels-linked adviser firm in default

17 claims against Channel One FP

clock 27 January 2022 • 3 min read
£250k paid to shareholders after BSPS adviser entered liquidation - now claims at FSCS's door

Your profession

£250k paid to shareholders after BSPS adviser entered liquidation - now claims at FSCS's door

Paid £250k to shareholders after voluntary liquidation

clock 26 January 2022 • 5 min read
John Moret: Just what is my Consumer Duty?

Regulation

John Moret: Just what is my Consumer Duty?

'Time is short'

clock 26 January 2022 • 7 min read
FCA warns firms against limiting liabilities

Regulation

FCA warns firms against limiting liabilities

Consultation open until 1 March

clock 25 January 2022 • 1 min read
FCA staff to vote on strike action following regulator refusal to negotiate

Investment

FCA staff to vote on strike action following regulator refusal to negotiate

CEO Rathi dismissed concerns as ‘noise’

clock 24 January 2022 • 2 min read
Green bond guidelines most widely adopted sustainable finance tool in 'myriad' of ESG rules

Investment

Green bond guidelines most widely adopted sustainable finance tool in 'myriad' of ESG rules

Institutional Shareholder Services research

clock 24 January 2022 • 6 min read
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