FCA

FCA strengthens crypto investment promotion rules

Regulation

FCA strengthens crypto investment promotion rules

‘Restricted mass market investments’

clock 19 January 2022 • 2 min read
Government set to tighten rules on 'misleading' cryptoasset promotions

Regulation

Government set to tighten rules on 'misleading' cryptoasset promotions

Six month transition

clock 18 January 2022 • 1 min read
EV's latest adviser tool to streamline PII premium negotiations

Technology

EV's latest adviser tool to streamline PII premium negotiations

'Robust audit trail'

clock 13 January 2022 • 2 min read
New FCA authorisation fees come into effect on 24 January

Regulation

New FCA authorisation fees come into effect on 24 January

Advice firms to pay £2,500

clock 11 January 2022 • 2 min read
FCA to investigate lack of competition in benchmark providers

Regulation

FCA to investigate lack of competition in benchmark providers

Review of credit ratings to follow

clock 11 January 2022 • 1 min read
Treasury Committee presses FCA to conclude Woodford investigation

Regulation

Treasury Committee presses FCA to conclude Woodford investigation

‘As swift as possible’

clock 10 January 2022 • 1 min read
FCA extends 10% drop notification suspension again

Regulation

FCA extends 10% drop notification suspension again

Showing 'supervisory flexibility'

clock 21 December 2021 • 2 min read
FCA fines hit six-year high

Regulation

FCA fines hit six-year high

Due to four high value fines

clock 20 December 2021 • 1 min read
FCA issues fines to GAM and Tim Haywood over absolute return bond saga

Regulation

FCA issues fines to GAM and Tim Haywood over absolute return bond saga

Third party prevents final notices

clock 16 December 2021 • 2 min read
IFW report highlights adviser skills clients seek

Your Business

IFW report highlights adviser skills clients seek

'Client goals and dreams'

clock 14 December 2021 • 3 min read