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FCA

What Consumer Duty means for smaller advice firms

Your Business

What Consumer Duty means for smaller advice firms

Don't panic... Regulator is looking for ‘proportionality'

clock 06 December 2022 • 6 min read
Phoenixing: FCA may use deed polls to ensure firms' past liabilities met

Regulation

Phoenixing: FCA may use deed polls to ensure firms' past liabilities met

FCA portfolio strategy letter for financial advisers and intermediaries

clock 05 December 2022 • 3 min read
FCA slaps £2.4m fine on liquidated firm over British Steel failings

Regulation

FCA slaps £2.4m fine on liquidated firm over British Steel failings

Pembrokeshire Mortgage Centre traded as County Financial Consultants

clock 02 December 2022 • 2 min read
Firm issued notices over British Steel advice loses complaint against FCA

Investment

Firm issued notices over British Steel advice loses complaint against FCA

Complaints Commissioner confirms case must go to the Upper Tribunal

clock 02 December 2022 • 3 min read
Industry concerned FCA 'prefers' BSPS victims are 'undercompensated'

Regulation

Industry concerned FCA 'prefers' BSPS victims are 'undercompensated'

Advisers react to FCA’s final BSPS compensation scheme

clock 02 December 2022 • 5 min read
FCA launches paper on dashboard provider rules

Pensions

FCA launches paper on dashboard provider rules

'Welcome next step towards making dashboards a reality'

clock 01 December 2022 • 2 min read
Simplified advice regime will boost financial resilience

Regulation

Simplified advice regime will boost financial resilience

'What's been tabled will help to ease the nation's cash obsession'

clock 01 December 2022 • 3 min read
Will Consumer Duty make platforms 'governance vehicles'?

Wrap/platforms

Will Consumer Duty make platforms 'governance vehicles'?

So, what does the modern platform look like?

clock 01 December 2022 • 3 min read
'No change here': Advisers react to FCA's simplified advice regime

Regulation

'No change here': Advisers react to FCA's simplified advice regime

Regulator's strategy aiming to make advice more accessible

clock 30 November 2022 • 3 min read
FCA moves to create simplified financial advice regime

Regulation

FCA moves to create simplified financial advice regime

‘Proportionate qualifications to keep costs lower’

clock 30 November 2022 • 7 min read
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