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FCA

FOS invites feedback on proposed funding model changes

Regulation

FOS invites feedback on proposed funding model changes

Open until 5 August

clock 14 June 2022 • 4 min read
Credit Suisse put on FCA watchlist - reports

Regulation

Credit Suisse put on FCA watchlist - reports

Follows a series of scandals

clock 13 June 2022 • 2 min read
Square Mile downgrades Columbia Threadneedle UK Social Bond on manager's departure

Investment

Square Mile downgrades Columbia Threadneedle UK Social Bond on manager's departure

Somerset GEM loses rating

clock 08 June 2022 • 2 min read
National IFA Wren Sterling buys advice and DFM business

Your Business

National IFA Wren Sterling buys advice and DFM business

Sixth acquisition since 2020

clock 08 June 2022 • 3 min read
Pensions problems reflect 'wider society issues', say regulators

Regulation

Pensions problems reflect 'wider society issues', say regulators

Pensions consumer journey feedback statement

clock 07 June 2022 • 3 min read
FCA to stamp out CMC phoenixing in two years

Regulation

FCA to stamp out CMC phoenixing in two years

Effective from July 7

clock 07 June 2022 • 1 min read
Standard Life writes to adviser's client claiming firm 'no longer authorised'

Companies

Standard Life writes to adviser's client claiming firm 'no longer authorised'

‘A dispiriting experience’

clock 06 June 2022 • 2 min read
Link Fund Solutions sued again over Woodford collapse

Investment

Link Fund Solutions sued again over Woodford collapse

Harcus Parker case

clock 06 June 2022 • 1 min read
Industry Voice: The Consumer Duty - are you investing in fair value?

Regulation

Industry Voice: The Consumer Duty - are you investing in fair value?

The new Consumer Duty is being described as the biggest regulatory overhaul since the introduction of the Retail Distribution Review (RDR) in 2012. As the regulatory screw continues to be tightened around client outcomes, how can advice firms make sure...

clock 06 June 2022 • 4 min read
FCA warns consumers against two funeral plan providers

Regulation

FCA warns consumers against two funeral plan providers

'No authorisation'

clock 01 June 2022 • 3 min read
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