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Regulation

Regulation

Compliance service designed for small firms launched

The Consulting Consortium (TCC) has launched a 'bespoke' compliance support service for small financial advice firms.

clock 03 June 2014 •

Regulation

APFA urges FCA to revive scrapped fees review

The Association of Professional Financial Advisers (APFA) has urged the regulator to re-consider reviewing the way it calculates the fees paid to it by advisers, after plans to overhaul the area were scrapped.

clock 02 June 2014 •

Regulation

Govt launches independent review of MAS

The government has today launched an independent review of the Money Advice Service (MAS), responding to calls from the Treasury select committee (TSC) last December.

clock 30 May 2014 •

Regulation

FCA bans IFA for failing to disclose info on transaction

The Financial Conduct Authority (FCA) has banned a sole trader for failing to disclose information it requested about a transaction made on behalf of a client.

clock 30 May 2014 •

Investment

Barclays: Fund groups must 'completely rethink' retail strategies post-RDR

Asset managers are likely to engage in a "fundamental rethink" of their retail strategies as more customers go direct in future, according to analysts at Barclays.

clock 30 May 2014 •

Pensions

In focus: The nitty gritty of Osborne's pension revolution

In focus: The nitty gritty of Osborne's pension revolution

clock 29 May 2014 •

Regulation

Advisers accuse FOS of ignoring their evidence in complaints

The Financial Ombudsman Service (FOS) is failing to take all evidence into account when ruling on complaints against advisers, and is sometimes not giving reasons for its decisions, advisers have claimed.

clock 29 May 2014 •

Regulation

Wheatley: FCA to 'fast-track' advice model innovation

The Financial Conduct Authority (FCA) has made it a priority to help advisers innovate their business models to reach the middle market, chief executive Martin Wheatley said on Thursday.

clock 29 May 2014 •

Charging

Are clients happy to pay 'just service' fees?

Are clients happy to pay 'just service' fees?

clock 28 May 2014 •

Regulation

Simplified advice: Homegrown solutions to the lower value client problem

Homegrown solutions to the lower value client problem

clock 28 May 2014 •
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