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Regulation

Regulation

FCA beefs up competition team by 30 staff in one year

The Financial Conduct Authority (FCA) has increased its competition team by 30 staff in the last year, as it prepares to step up its competition investigations and market studies, according to FCA figures obtained by financial services regulatory consultancy...

clock 07 July 2014 • 2 min read

Regulation

FCA spends £3m on legal battles against firms

The Financial Conduct Authority (FCA) spent more than £3m on legal representation in its first nine months in office, according to information published on 3 July.

clock 04 July 2014 • 2 min read

Regulation

The long-stop: Your final call to make a difference

Time is running out to make your voice heard in the long-stop debate

clock 04 July 2014 • 4 min read

Pensions

Will simplified advice be the post-Budget big winner?

Will simplified advice be the post-Budget big winner?

clock 04 July 2014 • 4 min read

Regulation

Banks send Wonga-style legal threats to customers

High street banks are using Wonga-style bullying letters to chase customers for payments.

clock 04 July 2014 • 2 min read

Regulation

Govt wants adviser input in Money Advice Service evidence call

The Treasury wants to hear from financial advisers as it published a call for evidence as part of its review into the role played by the Money Advice Service (MAS).

clock 03 July 2014 • 2 min read

Investing in the profession

I'll do it my way: Three start-ups discuss charges, business models and the future of advice

Three advisers tell PA why they started their own firms

clock 03 July 2014 • 9 min read

Investing in the profession

The great break-away: How the RDR sparked a new wave of start-up firms

The great break-away: How the RDR sparked a new wave of start-up firms

clock 03 July 2014 • 4 min read

Regulation

Retired IFA battling generation-old complaint pushes MP on 'crazily unfair' long-stop

A retired IFA currently battling an Ombudsman payment protection insurance claim dating from the 1980s says the lack of a complaints long-stop for advisers is "crazily unfair" and is pushing his MP to intervene.

clock 03 July 2014 • 3 min read

Regulation

FOS backs advisers in trio of structured product counterparty claims

The Financial Ombudsman Service (FOS) has ruled advisers could not reasonably have known Lehman Brothers was in financial turmoil when they recommended clients invest in structured products to which it was counterparty, in a trio of rulings.

clock 03 July 2014 • 2 min read
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