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Regulation

Regulation

FOS resolves half a million complaints in 'unprecedented' year

A record year at Financial Ombudsman Service (FOS) saw 40,000 queries a week resulting in 512,167 new complaints during the past 12 months.

clock 20 May 2014 •

Charging

Can this simplified advice model work?

Can this business model work?

clock 19 May 2014 •

Charging

IMA begins survey of fund manager pay

The Investment Management Association (IMA) has written to UK fund groups asking them to anonymously disclose details of salary structures following discussions with EU regulators.

clock 19 May 2014 •

Regulation

FCA uncovers flaws in payday loan adverts

The Financial Conduct Authority (FCA) has uncovered widespread shortcomings in consumer credit promotions, such as payday loan advertisements.

clock 16 May 2014 •

Regulation

Keeping one step ahead of the regulator in an ever changing world

Keeping one step ahead of the regulator...

clock 14 May 2014 •

Regulation

FCA's Percival warns of suitability checking in CIPs

Financial Conduct Authority (FCA) technical specialist Rory Percival today warned advisers they may be "flipping a coin" as to the suitability of their recommendations if they fail to personalise advice when using centralised investment propositions (CIPs)....

clock 14 May 2014 •

Regulation

The story of the thumb-sucker: Is the FCA using supervisory shock tactics?

The story of the thumb-sucker: Is the FCA using supervisory shock tactics?

clock 13 May 2014 •

Charging

Former Ashcourt Rowan chief to launch simplified advice firm for 'alienated' masses

An online simplified advice business which also allows customers to speak to an adviser is set to be launched by the former chief executive of Ashcourt Rowan Financial Planning.

clock 13 May 2014 •

Regulation

What the supervision shift means for your firm

What the supervision shift means for your firm

clock 12 May 2014 •

Adviser tips

'I've got my clients' backs': A profile of award-winning IFA Mike Horseman

Mike Horseman, MD, Cockburn Lucas

clock 09 May 2014 • 12 min read
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