Regulation

‘They should embrace the spirit in which the regulation has been created’

‘You can expect the regulator to take robust action where needed’

Kate Blatchford-Hick calls on firms to embrace the regulator’s proposals

The regulator’s long-awaited general code of practice has been published

Aims to provide markets with greater confidence in ESG data

‘It is vital that financial advice is not diluted’

The regulator and HM Treasury set three proposals as part of major review

Regulator says the exemptions result in consumer harm

‘It will increase the regulatory and financial burden for advice firms’

The regulator will explore how to clarify its expectations for advisers