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Your profession

Adviser tips

Banker's Umbrella: Stop being afraid and start building business from social

Stop being afraid and start building business from social

clock 21 November 2014 •

Regulation

FCA's Percival: More guidance is not the answer

The Financial Conduct Authority (FCA) is reluctant to provide further guidance on key advisory issues on which it has already offered direction, suggesting it would not be helpful.

clock 21 November 2014 •

Regulation

FCA's Lesley Titcomb joins TPR as chief executive

The Pensions Regulator (TPR) has appointed Lesley Titcomb as chief executive.

clock 20 November 2014 •

Regulation

Regulators fine three banks £56m for IT failures

Regulators have fined the Royal Bank of Scotland (RBS), NatWest and Ulster Bank £56m for IT failures which meant customers could not access banking services.

clock 20 November 2014 •

Adviser tips

Ready, aim, fire: Setting a business strategy for long-term success

Andy Coleman on why a clear business strategy will ultimately hit the target with clients

clock 19 November 2014 •

Regulation

FCA must reveal 'what good looks like', says APFA chairman

The regulator must be more explicit in explaining what it wants and expects from advisers, or it will fail to achieve its aims, the chairman of the Association of Professional Financial Advisers (APFA) has said.

clock 19 November 2014 •

Pensions

James Hay AUA hits £16bn but profitability falls

Assets under administration at platform and self-invested personal pension (SIPP) provider James Hay hit £16bn in the third quarter of the year, however, expected profit forecasts at the business have been cut.

clock 19 November 2014 •

Regulation

FSCS sets up panel for £10m-£50m legal contracts

The Financial Service Compensation Scheme (FSCS) is in the process of setting up an in-house legal panel from which it plans to buy legal services work for up to £50m, tender documents have revealed.

clock 18 November 2014 •

Regulation

Percival denies FCA-FOS ruling inconsistencies

Financial Conduct Authority (FCA) technical specialist Rory Percival has denied there are "significant" differences in what the regulator thinks is adequate due diligence undertaken by firms and how the ombudsman finds in dispute cases.

clock 17 November 2014 •

Regulation

Keydata fine: Chase de Vere's three big mistakes

Fined Chase de Vere's three big mistakes

clock 17 November 2014 •
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