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Your profession

Your profession

Which seven IFAs picked up a 2014 Gold Standard Award?

The winners of the 12th Gold Standard Awards, hosted by Professional Adviser and Investment Week publisher Incisive Media, were celebrated at a special ceremony at the House of Commons last night.

clock 27 November 2014 •

Regulation

FOS suggests Arck unsuitable for all but sophisticated investors

Three investments in off-plan property firm Arck totalling £45,000 were too high risk and complex for a client, the Financial Ombudsman Service (FOS) has ruled, despite the adviser's claims he had previously invested in similar schemes.

clock 26 November 2014 •

Regulation

Simplified advice: How simple should your new model be?

Simplified advice: How simple should your new model be?

clock 26 November 2014 •

Regulation

Don't do it! Half of advisers don't back their profession as a career choice

A mere half of financial advisers would recommend the profession as a career choice to a family member, new research suggests.

clock 25 November 2014 •

Regulation

Warning over 'fake' offshore bank

Banking regulators in Jersey have warned consumers and investors not to deal with a bank claiming to operate in the Channel Islands.

clock 25 November 2014 •

Your profession

'Why oh why would Aviva want to take over Friends?' Industry reacts to deal talk

‘Why oh why would Aviva want to takeover Friends?' Industry reacts to deal talk

clock 24 November 2014 •

Regulation

IFP partners with FCA on 'conflicts of interest' project

The Institute of Financial Planning (IFP) is in discussions with the regulator about drawing up a definitive list of possible conflict of interest scenarios that crop up during the advice and planning process.

clock 24 November 2014 •

Investment

Santander in D2C push after advice re-entry

Santander is planning to set up a direct to consumer (D2C) investment platform months after confirming it is re-entering the investment advice space.

clock 24 November 2014 •

Your profession

Adviser noticeboard (24-28 Nov)

PA's weekly heads-up on events, people moves and other bits for professional financial advisers...

clock 24 November 2014 •

Regulation

Keydata claimants set for further payouts

The Financial Services Compensation Scheme (FSCS) is notifying investors who lost money in Lifemark-backed bonds distributed by Keydata that they can expect further payments shortly.

clock 23 November 2014 •
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